Anant Bhalla - Feb 27, 2023 Form 4 Insider Report for AMERICAN EQUITY INVESTMENT LIFE HOLDING CO (AEL)

Signature
/s/ Mark A. Schuman, authorized signer
Stock symbol
AEL
Transactions as of
Feb 27, 2023
Transactions value $
-$1,935,531
Form type
4
Date filed
3/1/2023, 03:19 PM
Previous filing
Feb 27, 2023
Next filing
Aug 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEL Common Stock Award $0 +85.1K +7.36% $0.00 1.24M Feb 27, 2023 Direct F1
transaction AEL Common Stock Tax liability -$1.61M -38.6K -3.11% $41.61 1.2M Feb 27, 2023 Direct F2
transaction AEL Common Stock Tax liability -$329K -7.91K -0.66% $41.61 1.19M Feb 27, 2023 Direct F3
holding AEL Common Stock 1.68K Feb 27, 2023 By ESOP
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The issuer determined the performance factor, and therefore the number of shares of its common stock payable, for these 2020-2022 performance-based restricted stock units under the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan.
F2 Issuer determination of shares withheld for taxes on a payout of shares of common stock for performance-based restricted stock units.
F3 Issuer determination of shares withheld for taxes on a payout of shares of common stock for time-based restricted stock units.