| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Common Stock | Options Exercise | $1.76M | +64.2K | +6.24% | $27.40 | 1.09M | Sep 18, 2023 | Direct | |
| transaction | AEL | Common Stock | Options Exercise | $328K | +12.1K | +1.11% | $27.05 | 1.1M | Sep 18, 2023 | Direct | |
| transaction | AEL | Common Stock | Sale | -$4.13M | -76.3K | -6.91% | $54.12 | 1.03M | Sep 18, 2023 | Direct | F1 |
| transaction | AEL | Common Stock | Options Exercise | $2.51M | +92.6K | +9.01% | $27.05 | 1.12M | Sep 19, 2023 | Direct | |
| transaction | AEL | Common Stock | Sale | -$5.01M | -92.6K | -8.27% | $54.12 | 1.03M | Sep 19, 2023 | Direct | F2 |
| holding | AEL | Common Stock | 2.08K | Sep 18, 2023 | By ESOP |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -64.2K | -66.67% | $0.00 | 32.1K | Sep 18, 2023 | Common Stock | 64.2K | $27.40 | Direct | F3 |
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -12.1K | -4.97% | $0.00 | 232K | Sep 18, 2023 | Common Stock | 12.1K | $27.05 | Direct | F4 |
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -92.6K | -39.94% | $0.00 | 139K | Sep 19, 2023 | Common Stock | 92.6K | $27.05 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $54.11 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F2 | This transaction was executed in multiple trades at prices ranging from $54.10 to $54.17. The price reported in column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F3 | An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vested one year from date of grant, 1/3 vested two years from date of grant, and the remaining 1/3 will vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. |
| F4 | Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |