| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Common Stock | Options Exercise | $357K | +11.3K | +21.87% | $31.63 | 63K | Sep 21, 2023 | Direct | |
| transaction | AEL | Common Stock | Options Exercise | $432K | +15.8K | +25.02% | $27.40 | 78.7K | Sep 21, 2023 | Direct | |
| transaction | AEL | Common Stock | Options Exercise | $1.34M | +49.6K | +62.96% | $27.05 | 128K | Sep 21, 2023 | Direct | |
| transaction | AEL | Common Stock | Sale | -$4.13M | -76.6K | -59.72% | $53.85 | 51.7K | Sep 21, 2023 | Direct | F1 |
| transaction | AEL | Common Stock | Sale | -$1.12M | -20.8K | -40.2% | $53.87 | 30.9K | Sep 21, 2023 | Direct | F2 |
| holding | AEL | Common Stock | 14K | Sep 21, 2023 | By ESOP | F3 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -11.3K | -100% | $0.00* | 0 | Sep 21, 2023 | Common Stock | 11.3K | $31.63 | Direct | F4 |
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -15.8K | -66.67% | $0.00 | 7.88K | Sep 21, 2023 | Common Stock | 15.8K | $27.40 | Direct | F5 |
| transaction | AEL | Options - Right to Buy | Options Exercise | $0 | -49.6K | -100% | $0.00* | 0 | Sep 21, 2023 | Common Stock | 49.6K | $27.05 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $53.74 to $53.91. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F2 | This transaction was executed in multiple trades at prices ranging from $53.83 to $53.92. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled. |
| F3 | Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report. |
| F4 | Fifty percent (50%) of the option award granted vested on June 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |
| F5 | An award of stock options pursuant to the American Equity Investment Life Holding Company Amended and Restated Equity Incentive Plan, 1/3 of which vest one year from date of grant; 1/3 vest two years from date of grant and 1/3 vest three years from date of grant. One-half of these options became exercisable on February 25, 2022, and the other half became exercisable on February 25, 2023. |
| F6 | Fifty percent (50%) of the option award granted vested on January 2, 2022, upon the performance of certain company objectives. The remaining fifty percent (50%) of the option award vested on the one year anniversary of the vesting of the initial fifty percent (50%) of the option award. |