Sunil Pillai - Feb 13, 2024 Form 4 Insider Report for AMERICAN STATES WATER CO (AWR)

Role
VP ENVIRONMENTAL QUALITY
Signature
/s/ Sunil Pillai
Stock symbol
AWR
Transactions as of
Feb 13, 2024
Transactions value $
-$13,085
Form type
4
Date filed
2/13/2024, 08:17 PM
Previous filing
Mar 17, 2023
Next filing
Mar 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AWR Common Stocks Award $423 +4.77 +0.16% $88.79 2.95K Jun 1, 2023 Direct F1
transaction AWR Common Stocks Award $460 +5.47 +0.19% $84.07 2.96K Sep 1, 2023 Direct F2
transaction AWR Common Stocks Award $462 +5.69 +0.19% $81.26 2.96K Dec 1, 2023 Direct F3
transaction AWR Common Stocks Disposed to Issuer $0 -1.94 -0.07% $0.00 2.96K Jan 16, 2024 Direct F4
transaction AWR Common Stocks Disposed to Issuer $0 +271 +21.21% $0.00 1.55K Jan 16, 2024 401(k) F5
transaction AWR Common Stocks Tax liability -$4.92K -65.4 -2.21% $75.11 2.9K Feb 9, 2024 Direct F6
transaction AWR Common Stocks Tax liability -$4.05K -53.9 -1.86% $75.11 2.84K Feb 9, 2024 Direct F7
transaction AWR Common Stocks Tax liability -$5.47K -72.8 -2.56% $75.11 2.77K Feb 9, 2024 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Der units credited on 06/01/2023 at FMV
F2 Der units credited on 09/01/2023 at FMV
F3 Der units credited on 12/01/2023 at FMV
F4 Adjustment due to partial share
F5 Updated 401k
F6 65.4496 shares withheld to satisfy tax liability
F7 53.8657 shares withheld to satisfy tax liability
F8 72.8031 shares withheld to satisfy tax liability