Michael J. Moritz - Aug 13, 2021 Form 4 Insider Report for Berkeley Lights, Inc. (BLI)

Role
Director
Signature
/s/ Jung Yeon Son, Attorney-in-fact for Michael J. Moritz
Stock symbol
BLI
Transactions as of
Aug 13, 2021
Transactions value $
$0
Form type
4
Date filed
8/17/2021, 05:07 PM
Previous filing
Jun 1, 2021
Next filing
Nov 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BLI Common Stock Other -756K -33.33% 1.51M Aug 13, 2021 Sequoia Capital U.S. Growth Fund VI, L.P. F1, F2, F3
transaction BLI Common Stock Other -47.4K -33.33% 94.9K Aug 13, 2021 Sequoia Capital U.S. Growth VI Principals Fund, L.P. F1, F2, F3
transaction BLI Common Stock Other -279K -33.33% 558K Aug 13, 2021 Sequoia Capital U.S. Venture Fund XV, L.P. F1, F2, F3
transaction BLI Common Stock Other -6.04K -33.34% 12.1K Aug 13, 2021 Sequoia Capital U.S. Venture Partners Fund XV, L.P. F1, F2, F3
transaction BLI Common Stock Other -16.8K -33.33% 33.6K Aug 13, 2021 Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. F1, F2, F3
transaction BLI Common Stock Other -61.3K -33.33% 123K Aug 13, 2021 Sequoia Capital U.S. Venture XV Principals Fund, L.P. F1, F2, F3
transaction BLI Common Stock Other -111K -33.33% 222K Aug 13, 2021 By Sequoia Grove II, LLC F1, F4
transaction BLI Common Stock Other +19.7K +17.06% 135K Aug 13, 2021 By estate planning vehicle F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a distribution of Common Stock of the Issuer to partners or members and includes subsequent distributions by general partners or managing members to their respective partners or members.
F2 The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P., and Sequoia Capital U.S. Venture XV Principals Fund, L.P. (collectively, the "SC XV Funds") and the general partner of SC U.S. Growth VI Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VI, L.P. and Sequoia Capital U.S. Growth VI Principals Fund, L.P. (collectively, the "SC US GF VI Funds").
F3 (Continued from footnote 2) As a result, the Reporting Person may be deemed to share beneficial ownership of the shares held by the SC XV Funds and the SC US GF VI Funds. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4 The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5 Represents the receipt of shares of Common Stock of the Issuer by virtue of the pro rata in-kind distributions described in footnote (1) above.