Luis Dussan - Aug 16, 2021 Form 4/A - Amendment Insider Report for AEye, Inc. (LIDR)

Role
CTO and Chief Prdct Strategist, Director
Signature
/s/ Luis Dussan
Stock symbol
LIDR
Transactions as of
Aug 16, 2021
Transactions value $
$681,526,434
Form type
4/A - Amendment
Date filed
9/24/2021, 09:44 PM
Date Of Original Report
Aug 18, 2021
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Award $682M +18.3M $37.21* 18.3M Aug 16, 2021 Direct F1
transaction LIDR Common Stock Award $0 +18.6K +0.1% $0.00 18.3M Aug 16, 2021 Direct F2
holding LIDR Common Stock 372K Aug 16, 2021 Luis Carlos Dussan Family Trust dated January 20, 2021 F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received in exchange for 4,922,775 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080
F2 Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022.
F3 The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.