Robert Anthony Brown - Aug 16, 2021 Form 4/A - Amendment Insider Report for AEye, Inc. (LIDR)

Role: Treasurer, CFO, Chf Accntg Off
Signature: /s/ Robert Brown
Stock symbol: LIDR
Transactions as of: Aug 16, 2021
Transactions value $: $0
Form type: 4/A - Amendment
Date filed: 9/24/2021, 09:44 PM
Date Of Original Report: Aug 23, 2021
Next filing: Dec 16, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	LIDR	Common Stock	Award	$0	+9.3K		$0.00	9.3K	Aug 16, 2021	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LIDR	Stock Option (Right to Buy)	Award	$0	+3.26M		$0.00	3.26M	Aug 16, 2021	Common Stock	3.26M	$0.63	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Received in exchange for 2,500 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over 12 months beginning on February 16, 2021 until February 16, 2022.
F2	Received in exchange for stock options to acquire 876,893 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024.

Content

Received in exchange for 2,500 Restricted Stock Units of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These Restricted Stock Units vest monthly over 12 months beginning on February 16, 2021 until February 16, 2022.

Received in exchange for stock options to acquire 876,893 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on November 16, 2024.