Blair Lacorte - Aug 16, 2021 Form 4/A - Amendment Insider Report for AEye, Inc. (LIDR)

Role
Chief Executive Officer, Director
Signature
/s/ Blair LaCorte
Stock symbol
LIDR
Transactions as of
Aug 16, 2021
Transactions value $
$52,295,249
Form type
4/A - Amendment
Date filed
9/24/2021, 09:45 PM
Date Of Original Report
Aug 27, 2021
Next filing
Oct 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LIDR Common Stock Award $52.3M +1.41M $37.21* 1.41M Aug 16, 2021 Direct F1
transaction LIDR Common Stock Award $0 +11.2K +0.79% $0.00 1.42M Aug 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LIDR Stock Option (Right to Buy) Award $0 +77.5K $0.00 77.5K Aug 16, 2021 Common Stock 77.5K $0.16 Direct F3
transaction LIDR Stock Option (Right to Buy) Award $0 +19.4K $0.00 19.4K Aug 16, 2021 Common Stock 19.4K $0.17 Direct F4
transaction LIDR Stock Option (Right to Buy) Award $0 +30.4K $0.00 30.4K Aug 16, 2021 Common Stock 30.4K $0.17 Direct F5
transaction LIDR Stock Option (Right to Buy) Award $0 +109K $0.00 109K Aug 16, 2021 Common Stock 109K $0.62 Direct F6
transaction LIDR Stock Option (Right to Buy) Award $0 +20.9K $0.00 20.9K Aug 16, 2021 Common Stock 20.9K $0.62 Direct F7
transaction LIDR Stock Option (Right to Buy) Award $0 +30.5K $0.00 30.5K Aug 16, 2021 Common Stock 30.5K $0.63 Direct F8
transaction LIDR Stock Option (Right to Buy) Award $0 +6.5M $0.00 6.5M Aug 16, 2021 Common Stock 6.5M $0.63 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Received in exchange for 377,737 shares of AEye Technologies, Inc. ("AEye Technologies") in connection with the merger of AEye Technologies into AEye, Inc. (the "Company") pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080
F2 Received in exchange for 3,000 Restricted Stock Units of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These RSUs are partially vested and will fully vest on February 16, 2022.
F3 Received in exchange for stock options to acquire 20,834 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.
F4 Received in exchange for stock options to acquire 5,209 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.
F5 Received in exchange for stock options to acquire 8,160 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on September 18, 2022.
F6 Received in exchange for stock options to acquire 29,167 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on January 1, 2023.
F7 Received in exchange for stock options to acquire 5,625 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on March 18, 2023.
F8 Received in exchange for stock options to acquire 8,192 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are fully vested.
F9 Received in exchange for stock options to acquire 1,746,342 shares of AEye Technologies in connection with the merger of AEye Technologies into the Company pursuant to the exchange ratio set forth in the Agreement and Plan of Merger between AEye Technologies and the Company. The closing price of the Company's Common Stock on the effective date of the merger was $37.2080. These stock options are partially vested and will fully vest on December 10, 2023.