John C. Pfeifer - Nov 15, 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
President & CEO
Signature
Ignacio A. Cortina, for John C. Pfeifer
Stock symbol
OSK
Transactions as of
Nov 15, 2021
Transactions value $
-$230,945
Form type
4
Date filed
11/17/2021, 02:58 PM
Previous filing
Sep 1, 2021
Next filing
Nov 19, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise +4.27K +21.35% 24.3K Nov 16, 2021 Direct F1
transaction OSK Common Stock Tax liability -$231K -2.01K -8.27% $115.07 22.3K Nov 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Restricted Stock Units Award $0 +10.9K $0.00 10.9K Nov 15, 2021 Common Stock 10.9K Direct F2, F3
transaction OSK Restricted Stock Units Options Exercise $0 -4.27K -33.33% $0.00 8.54K Nov 16, 2021 Common Stock 4.27K Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F2 Restricted Stock Unit Award granted pursuant to the Company's Stock Plan.
F3 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/15/2022.
F4 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.