Patrick W. Grady - Nov 10, 2021 Form 3 Insider Report for Embark Technology, Inc. (EMBK)

Role: Director, 10%+ Owner
Signature: /s/ Jung Yeon Son, as Attorney-in-Fact for Patrick W. Grady
Stock symbol: EMBK
Transactions as of: Nov 10, 2021
Transactions value $: $0
Form type: 3
Date filed: 11/19/2021, 04:48 PM
Previous filing: Sep 30, 2021
Next filing: Feb 23, 2022

Transactions Table

Type	Sym	Class	Shares After	Date	Ownership	Footnotes
holding	EMBK	Class A Common Stock	18.7M	Nov 10, 2021	Sequoia Capital U.S. Growth Fund VII, L.P.	F1
holding	EMBK	Class A Common Stock	1.11M	Nov 10, 2021	Sequoia Capital U.S. Growth VII Principals Fund, L.P.	F1
holding	EMBK	Class A Common Stock	25.6M	Nov 10, 2021	Sequoia Capital U.S. Venture Fund XV, L.P.	F1
holding	EMBK	Class A Common Stock	1.54M	Nov 10, 2021	Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P.	F1
holding	EMBK	Class A Common Stock	554K	Nov 10, 2021	Sequoia Capital U.S. Venture Partners Fund XV, L.P.	F1
holding	EMBK	Class A Common Stock	5.63M	Nov 10, 2021	Sequoia Capital U.S. Venture XV Principals Fund, L.P.	F1
holding	EMBK	Class A Common Stock	4.53M	Nov 10, 2021	Sequoia Grove II, LLC	F2
holding	EMBK	Class A Common Stock	742K	Nov 10, 2021	Estate Planning Vehicle

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2	The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Content

The Reporting Person is a director and stockholder of SC US (TTGP), Ltd., which is (a) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. ("the GFVII Funds"), and (b) the general partner of SC U.S. Venture XV Management, L.P., which is the general partner of Sequoia Capital U.S. Venture Fund XV, L.P., Sequoia Capital U.S. Venture Partners Fund XV, L.P., Sequoia Capital U.S. Venture XV Principals Fund, L.P. and Sequoia Capital U.S. Venture Partners Fund XV (Q), L.P. ("the SC XV Funds"). The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Remarks:

Exhibit 24.1 - Power of Attorney