Thomas P. Hawkins - Dec 1, 2021 Form 4 Insider Report for OSHKOSH CORP (OSK)

Role
SVP, Government Relations
Signature
Ignacio A. Cortina, for Thomas P. Hawkins
Stock symbol
OSK
Transactions as of
Dec 1, 2021
Transactions value $
$193
Form type
4
Date filed
12/3/2021, 11:28 AM
Previous filing
Dec 1, 2021
Next filing
Feb 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OSK Common Stock Options Exercise $273 +2.46 +0.06% $111.12 4.28K Dec 1, 2021 Direct F1
transaction OSK Common Stock Tax liability -$222 -2 -0.05% $111.12 4.28K Dec 1, 2021 Direct
transaction OSK Common Stock Options Exercise $199 +1.79 +0.04% $111.12 4.28K Dec 1, 2021 Direct F2
transaction OSK Common Stock Tax liability -$111 -1 -0.02% $111.12 4.28K Dec 1, 2021 Direct
transaction OSK Common Stock Options Exercise $276 +2.49 +0.06% $111.12 4.28K Dec 1, 2021 Direct F3
transaction OSK Common Stock Tax liability -$222 -2 -0.05% $111.12 4.28K Dec 1, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction OSK Restricted Stock Units Options Exercise $0 -2.46 -99.8% $0.00* 0 Dec 1, 2021 Common Stock 2.46 Direct F4, F5
transaction OSK Restricted Stock Units Options Exercise $0 -1.79 -0.33% $0.00 540 Dec 1, 2021 Common Stock 1.79 Direct F4, F6
transaction OSK Restricted Stock Units Options Exercise $0 -2.49 -0.17% $0.00 1.5K Dec 1, 2021 Common Stock 2.49 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dividend paid on Restricted Stock Units vested and distributed on November 19, 2021 which fell between dividend record date and dividend payment date
F2 Dividend paid on Restricted Stock Units vested and distributed on November 18, 2021 which fell between dividend record date and dividend payment date
F3 Dividend paid on Restricted Stock Units vested and distributed on November 16, 2021 which fell between dividend record date and dividend payment date
F4 Each Restricted Stock Unit represents a contingent right to receive one share of OSK common stock.
F5 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/19/2019.
F6 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/18/2020.
F7 Restricted Stock Unit Award vests in one-third (1/3) annual increments commencing on 11/16/2021.