John F. Schultz - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Derek Windham as Attorney-in-Fact for John F. Schultz
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$2,183,782
Form type
4
Date filed
12/13/2021, 04:44 PM
Previous filing
Oct 26, 2021
Next filing
Dec 17, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $1.02M +66K +508.18% $15.38 79K Dec 9, 2021 Direct F1, F2
transaction HPE Common Stock Tax liability -$391K -25.4K -32.21% $15.38 53.5K Dec 9, 2021 Direct
transaction HPE Common Stock Award $733K +47.7K +89.05% $15.38 101K Dec 9, 2021 Direct F3
transaction HPE Common Stock Tax liability -$347K -22.5K -22.26% $15.38 78.7K Dec 9, 2021 Direct
transaction HPE Common Stock Options Exercise $565K +37.2K +47.24% $15.21 116K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$270K -17.7K -15.31% $15.21 98.1K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $62K +4.07K +4.15% $15.21 102K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$29.6K -1.94K -1.9% $15.21 100K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $560K +36.8K +36.73% $15.21 137K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$262K -17.2K -12.57% $15.21 120K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $44.2K +2.91K +2.43% $15.21 123K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$20.7K -1.36K -1.11% $15.21 121K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $905K +59.5K +48.99% $15.21 181K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$398K -26.2K -14.47% $15.21 155K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $30.8K +2.02K +1.31% $15.21 157K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$13.5K -890 -0.57% $15.21 156K Dec 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -37.2K -100% 0 Dec 10, 2021 Common Stock 37.2K Direct F4, F5
transaction HPE Restricted Stock Units Award +2.08K +1.53% 138K Jul 7, 2021 Common Stock 2.08K Direct F4, F6
transaction HPE Restricted Stock Units Options Exercise -36.8K -48.1% 39.7K Dec 10, 2021 Common Stock 36.8K Direct F4, F7
transaction HPE Restricted Stock Units Options Exercise -59.5K -32.59% 123K Dec 10, 2021 Common Stock 59.5K Direct F4, F8
transaction HPE Restricted Stock Units Award +163K 163K Dec 9, 2021 Common Stock 163K Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total beneficial ownership includes 509.2293 shares at $15.2190 per share acquired under the Issuer's 2015 Employee Stock Purchase Plan ("ESPP") on 04/30/21 with respect to shares held under the ESPP, and 556.8300 shares at $14.6500 per share acquired under the ESPP on 10/31/21 with respect to shares held under the ESPP. The total beneficial ownership includes the acquisition of 5.0840 shares at $14.5584 per share received on 07/07/21 through dividends paid in shares, and 5.0960 shares at $14.6419 per share received on 10/06/21 through dividends paid in shares.
F2 As previously reported, on 12/10/18 the reporting person was granted performance adjusted restricted stock units ("PARSUs") subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 On 12/10/19 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 As previously reported, on 12/10/18 the reporting person was granted 111,531 Restricted Stock Units ("RSUs"), 37,177 of which vested on each of 12/10/19 and 12/10/20, and 37,177 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 308.9501 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 303.2794 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 4,073 vested RSU dividend equivalent rights and a de minimus adjustment of 0.6545 due to fractional rounding of the dividend.
F6 As previously reported, on 04/03/19, the reporting person was granted 126,183 RSUs, all of which will cliff vest on 04/03/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,048.6122 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,029.3651 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F7 As previously reported, on 12/10/19 the reporting person was granted 110,480 RSUs, 36,826 of which vested on 12/10/20, 36,827 of which vested on 12/10/21, and 36,827 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 612.0831 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 600.8484 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,908 vested RSU dividend equivalent rights and a de minimus adjustment of 0.0963 due to fractional rounding of the dividend.
F8 As previously reported, on 12/10/20 the reporting person was granted 178,424 RSUs, 59,474 of which vested on 12/10/21, and 59,475 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,482.7479 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 1,455.5323 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21. The number of derivative securities in column 5 also includes 2,022 vested RSU dividend equivalent rights and a de minimus adjustment of 0.8113 due to fractional rounding of the dividend.
F9 On 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which will vest on each of 12/09/22, 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.