Kirt P. Karros - Dec 9, 2021 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, Finance & Treasurer
Signature
Derek Windham as Attorney-in-Fact for Kirt P. Karros
Stock symbol
HPE
Transactions as of
Dec 9, 2021
Transactions value $
$482,309
Form type
4
Date filed
12/13/2021, 04:48 PM
Next filing
Dec 16, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $209K +13.7K $15.21 13.7K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$72.2K -4.75K -34.58% $15.21 8.98K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $22.9K +1.5K +16.75% $15.21 10.5K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$7.92K -521 -4.97% $15.21 9.96K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $208K +13.7K +137.29% $15.21 23.6K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$71.9K -4.73K -20.01% $15.21 18.9K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $16.4K +1.08K +5.72% $15.21 20K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$5.69K -374 -1.87% $15.21 19.6K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $272K +17.9K +91.12% $15.21 37.5K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$94K -6.18K -16.49% $15.21 31.3K Dec 10, 2021 Direct
transaction HPE Common Stock Options Exercise $9.26K +609 +1.94% $15.21 31.9K Dec 10, 2021 Direct
transaction HPE Common Stock Tax liability -$3.21K -211 -0.66% $15.21 31.7K Dec 10, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -13.7K -100% 0 Dec 10, 2021 Common Stock 13.7K Direct F1, F2, F3
transaction HPE Restricted Stock Units Options Exercise -13.7K -48.1% 14.8K Dec 10, 2021 Common Stock 13.7K Direct F1, F4, F5
transaction HPE Restricted Stock Units Options Exercise -17.9K -32.59% 37K Dec 10, 2021 Common Stock 17.9K Direct F1, F6, F7
transaction HPE Restricted Stock Units Award +48.8K 48.8K Dec 9, 2021 Common Stock 48.8K Direct F1, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/10/18 the reporting person was granted 41,181 Restricted Stock Units ("RSUs"), 13,727 of which vested on each of 12/10/19 and 12/10/20, and 13,727 of which vested on 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 136.8140 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 103.6000 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 114.0748 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 111.9810 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F3 The number of derivative securities in column 5 also includes 1,504 vested dividend equivalent rights and a de minimus adjustment of 0.5302 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/10/19 the reporting person was granted 41,035 RSUs, 13,678 of which vested on 12/10/20, 13,678 of which vested on 12/10/21, and 13,679 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 272.6611 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 206.4679 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 227.3435 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 223.1706 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F5 The number of derivative securities in column 5 also includes 1,081 vested dividend equivalent rights and a de minimus adjustment of 0.3569 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, and 17,877 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 534.5183 dividend equivalent rights at $12.04 per RSU credited to the reporting person's account on 01/06/21, 404.7547 dividend equivalent rights at $15.90 per RSU credited to the reporting person's account on 04/07/21, 445.6787 dividend equivalent rights at $14.44 per RSU credited to the reporting person's account on 07/07/21, and 437.4983 dividend equivalent rights at $14.71 per RSU credited to the reporting person's account on 10/06/21.
F7 The number of derivative securities in column 5 also includes 609 vested dividend equivalent rights and a de minimus adjustment of 0.5500 due to fractional rounding of the dividend equivalent rights.
F8 On 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which will vest on each of 12/09/22, 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.