Samir Deshpande - Dec 15, 2021 Form 4 Insider Report for HUMANA INC (HUM)

Role
Chief Information Officer
Signature
Samir M. Deshpande
Stock symbol
HUM
Transactions as of
Dec 15, 2021
Transactions value $
-$236,363
Form type
4
Date filed
12/17/2021, 09:45 AM
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HUM Humana Common Options Exercise $0 +406 +6.4% $0.00 6.75K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$84.6K -184 -2.73% $459.85 6.56K Dec 15, 2021 Direct
transaction HUM Humana Common Options Exercise $0 +380 +5.79% $0.00 6.94K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$79.1K -172 -2.48% $459.85 6.77K Dec 15, 2021 Direct
transaction HUM Humana Common Options Exercise $0 +350 +5.17% $0.00 7.12K Dec 15, 2021 Direct
transaction HUM Humana Common Tax liability -$72.7K -158 -2.22% $459.85 6.96K Dec 15, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HUM Restricted Stock Units Options Exercise $0 -406 -100% $0.00* 0 Dec 15, 2021 Humana Common 406 Direct F5, F7
transaction HUM Restricted Stock Units Options Exercise $0 -380 -50% $0.00 380 Dec 15, 2021 Humana Common 380 Direct F6, F8
transaction HUM Restricted Stock Units Options Exercise $0 -350 -33.3% $0.00 701 Dec 15, 2021 Humana Common 350 Direct F6, F9
holding HUM Options 4.01K Dec 15, 2021 Humana Common 4.01K $268.47 Direct F1
holding HUM Options 5.39K Dec 15, 2021 Humana Common 5.39K $307.97 Direct F2
holding HUM Options 5.73K Dec 15, 2021 Humana Common 5.73K $350.79 Direct F3
holding HUM Options 4.33K Dec 15, 2021 Humana Common 4.33K $376.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/19/2018, vesting in three increments from 2/19/19 to 2/19/21.
F2 Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/25/2019, vesting in three increments from 2/25/20 to 2/25/22.
F3 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23.
F4 Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24.
F5 Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F6 Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F7 Restricted stock units granted to reporting person on 02/25/19, 33% of the award is vesting on 12/15/19, 12/15/20 and 12/15/21.
F8 Restricted stock units granted to reporting person on 02/24/2020, 33% of the award is vesting on 12/15/20, 12/15/21, and 12/15/22.
F9 Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23.