Tarek Robbiati - Jan 13, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP & CFO
Signature: Derek Windham as Attorney-in-Fact for Tarek Robbiati
Stock symbol: HPE
Transactions as of: Jan 13, 2022
Transactions value $: -$1,787,328
Form type: 4
Date filed: 1/18/2022, 03:20 PM
Previous filing: Jan 6, 2022
Next filing: Sep 21, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Sale	-$1.79M	-102K	-35.87%	$17.50	183K	Jan 13, 2022	by The Robbiati Family Trust dated 02/04/20	F1, F2
holding	HPE	Common Stock						0	Jan 13, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+589	+0.63%		93.9K	Jan 7, 2022	Common Stock	589		Direct	F3, F4
transaction	HPE	Restricted Stock Units	Award		+295	+0.65%		45.7K	Jan 7, 2022	Common Stock	295		Direct	F3, F5
transaction	HPE	Restricted Stock Units	Award		+853	+0.68%		127K	Jan 7, 2022	Common Stock	853		Direct	F3, F6
transaction	HPE	Restricted Stock Units	Award		+818	+0.68%		120K	Jan 7, 2022	Common Stock	818		Direct	F3, F7
transaction	HPE	Restricted Stock Units	Award		+1.37K	+0.7%		196K	Jan 7, 2022	Common Stock	1.37K		Direct	F3, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 12/08/21 as Trustee of The Robbiati Family Trust dated 02/04/20 (a revocable grantor trust).
F2	The price in Column 4 is a weighted average price. The prices actually paid ranged from $17.50 to $17.505. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
F3	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4	As previously reported, on 09/19/18, the reporting person was granted 210,337 Restricted Stock Units ("RSUs"), 42,067 of which vested on 09/19/19, 42,067 of which vested on 09/19/20, 42,068 of which vested on 09/19/21, 42,067 of which will vest on 09/19/22, and 42,068 of which will vest on 09/19/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 589.3870 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F5	As previously reported, on 12/10/19 the reporting person was granted 126,263 RSUs, 42,087 of which vested on 12/10/20, 42,088 of which vested on 12/10/21, and 42,088 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 294.8371 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F6	As previously reported, on 12/10/20 the reporting person was granted 182,550 RSUs, 60,850 of which vested on 12/10/21, and 60,850 of which will vest on each of 12/10/22 and 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 852.5394 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F7	As previously reported, on 03/15/21 the reporting person was granted 233,645 RSUs, 116,822 of which vested on 12/15/21 and 116,823 of which will vest on 12/15/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 818.3748 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.
F8	As previously reported, on 12/09/21 the reporting person was granted 195,059 RSUs, 65,019 of which will vest on 12/09/22, and 65,020 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,366.4378 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22.