| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ENTA | Common Stock | Award | $0 | +615 | +1.39% | $0.00 | 44.8K | Feb 14, 2022 | Direct | F1 |
| transaction | ENTA | Common Stock | Award | $0 | +2.42K | +5.4% | $0.00 | 47.2K | Feb 14, 2022 | Direct | F2 |
| transaction | ENTA | Common Stock | Tax liability | -$59.8K | -957 | -2.03% | $62.49* | 46.2K | Feb 14, 2022 | Direct | F3 |
| holding | ENTA | Common Stock | 21K | Feb 14, 2022 | By grantor retained annuity trust | F4 |
| Id | Content |
|---|---|
| F1 | Represents shares of Enanta common stock issued under a performance share unit ("PSU") award granted on December 20, 2019 that vested as a result of the achievement of a research and development milestone in calendar 2021 as determined by the Compensation Committee of Enanta's Board of Directors, and then settled with the issuance of the shares of Enanta common stock on February 14, 2022. |
| F2 | Represents shares of Enanta common stock issued under a relative total stockholder return unit ("rTSRU") award granted to the reporting person on December 20, 2019 that was subject to performance-vesting restrictions based on the relative total stockholder return of Enanta's common stock in relation to the total stockholder return of the component companies in the Nasdaq Biotech Index over a two-year period. The performance level was determined by the Compensation Committee of Enanta's Board of Directors and the rTSRU settled with the issuance of the shares of Enanta common stock on February 14, 2022. |
| F3 | Represents the number of shares of common stock automatically forfeited by the reporting person to cover withholding taxes due as a result of settlement of the PSU and rTSRU awards. |
| F4 | These shares are held by a grantor retained annuity trust created by the reporting person for the benefit of himself and his two adult children. |