James L. Robo - Feb 17, 2022 Form 4 Insider Report for NEXTERA ENERGY INC (NEE)

Signature
W. Scott Seeley (Attorney-in-Fact)
Stock symbol
NEE
Transactions as of
Feb 17, 2022
Transactions value $
-$10,643,279
Form type
4
Date filed
2/22/2022, 04:06 PM
Previous filing
Feb 1, 2022
Next filing
Feb 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEE Common Stock Award $0 +2.79K +0.23% $0.00 1.21M Feb 17, 2022 Direct F1, F2, F3
transaction NEE Common Stock Award $0 +353K +29.12% $0.00 1.57M Feb 17, 2022 Direct F2, F3, F4
transaction NEE Common Stock Tax liability -$10.5M -139K -8.87% $75.38 1.43M Feb 17, 2022 Direct F2, F3, F5
transaction NEE Common Stock Tax liability -$171K -2.27K -0.16% $75.38 1.42M Feb 17, 2022 Direct F2, F3, F6
holding NEE Common Stock 431K Feb 17, 2022 James L. Robo Gifting Trust
holding NEE Common Stock 109K Feb 17, 2022 By Spouse
holding NEE Common Stock 294K Feb 17, 2022 Spouse's Gifting Trust
holding NEE Common Stock 125K Feb 17, 2022 2018 Spouse's Gifting Trust
holding NEE Common Stock 309K Feb 17, 2022 By Rabbi Trust F7
holding NEE Common Stock 19.8K Feb 17, 2022 By Retirement Savings Plan Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NEE Phantom Shares Award +5.59K +4.28% 136K Feb 17, 2022 Common Stock 0 Direct F8
transaction NEE Employee Stock Option (Right to Buy) Award $0 +181K $0.00 181K Feb 17, 2022 Common Stock 181K $75.38 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock grant made pursuant to Issuer's 2021 Long Term Incentive Plan, exempt under Rule 16b-3.
F2 Includes a total of 199,760 shares deferred pursuant to the terms of a deferred stock grant under Issuer's Amended and Restated 2011 Long Term Incentive Plan (the "Deferred Shares Grant"). Under the terms of the Deferred Shares Grant, shares are distributable in stock at the end of the deferral period.
F3 Includes a total of 918,985 shares deferred until reporting person's termination of employment with the Issuer and its subsidiaries.
F4 Shares acquired in settlement of performance share awards (which were not derivative securities) under Issuer's Amended and Restated Long Term Incentive Plan, exempt under Rule 16b-3.
F5 Stock withheld by Issuer to satisfy tax withholding obligations on shares acquired February 17, 2022 in settlement of performance share awards.
F6 Restricted stock withheld by Issuer to satisfy tax withholding obligations on vesting of restricted stock granted February 14, 2019, February 13, 2020 and February 11, 2021.
F7 Deferred shares held by Trustee of grantor trust in which reporting person has a pecuniary interest only.
F8 Annual credit of phantom shares to an unfunded Supplemental Matching Contribution Account ("SMCA") for the reporting person pursuant to the NextEra Energy, Inc. Supplemental Executive Retirement Plan ("SERP") in an amount approved on the transaction date by the Issuer's Compensation Committee, which amount is determined by dividing an amount equal to (a) certain matching contributions in excess of the limits of the Issuer's Retirement Savings Plan plus (b) theoretical earnings, by the closing price of the Issuer's common stock on the last business day of the relevant year ($93.36 in 2021). The value of the SMCA is payable in cash following the reporting person's termination of employment with the Issuer and its subsidiaries.
F9 Options to buy 180,688 shares become exercisable in three substantially equal annual installments beginning on February 15, 2023.