Isaac H. Joseph - Mar 1, 2022 Form 3 Insider Report for NOV Inc. (NOV)

Role
Pres. - Wellbore Technologies
Signature
/s/ Brigitte M. Hunt, Attorney-in-Fact for the reporting person.
Stock symbol
NOV
Transactions as of
Mar 1, 2022
Transactions value $
$0
Form type
3
Date filed
4/6/2022, 04:41 PM
Next filing
Nov 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NOV Common Stock 139K Mar 1, 2022 Direct
holding NOV Common Stock 7.41K Mar 1, 2022 Direct F1
holding NOV Common Stock 20K Mar 1, 2022 Direct F2
holding NOV Common Stock 26.9K Mar 1, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 12.3K $63.93 Direct F4
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 13.8K $69.00 Direct F5
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 25.9K $54.74 Direct F6
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 79.8K $38.86 Direct F7
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 39.2K $34.32 Direct F8
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 71.5K $35.09 Direct F9
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 65.9K $28.72 Direct F10
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 77.2K $20.23 Direct F11
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 79.1K $15.00 Direct F12
holding NOV Non-Qualified Stock Option (right to buy) Mar 1, 2022 Common Stock 72K $16.73 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the remaining unvested portion of time-based restricted stock granted on 02/25/2020 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which began vesting in three equal annual installments on the first anniversary of the date of grant.
F2 Represents a time-based restricted stock award granted on 02/22/2021 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of grant.
F3 Represents an equity award of time-based restricted stock units granted on 02/15/2022 pursuant to the Issuer's 2018 Long-Term Incentive Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of grant.
F4 This option is exercisable in three equal annual installments beginning on 02/15/2014.
F5 This option is exercisable in three equal annual installments beginning on 02/25/2015.
F6 This option is exercisable in three equal annual installments beginning on 02/25/2016.
F7 This option is exercisable in three equal annual installments beginning on 02/22/2018.
F8 This option is exercisable in three equal annual installments beginning on 02/24/2017 for the first installment, 12/20/2017 for the second installment, and 02/24/2019 for the third installment.
F9 This option is exercisable in three equal annual installments beginning on 02/28/2019.
F10 This option is exercisable in three equal annual installments beginning on 02/27/2020.
F11 This option is exercisable in three equal annual installments beginning on 02/25/2021.
F12 This option is exercisable in three equal annual installments beginning on 02/22/2022.
F13 This option is exercisable in three equal annual installments beginning on 02/15/2023.