Lishan Aklog - Mar 28, 2022 Form 4 Insider Report for PAVmed Inc. (PAVM)

Role
Chairman and CEO, Director
Signature
/s/ Lishan Aklog
Stock symbol
PAVM
Transactions as of
Mar 28, 2022
Transactions value $
-$93,970
Form type
4
Date filed
4/11/2022, 06:24 PM
Previous filing
Feb 23, 2022
Next filing
May 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PAVM Common stock Tax liability -$94K -79.6K -31.12% $1.18 176K Mar 28, 2022 Direct F1
holding PAVM Common stock 2.3K Mar 28, 2022 by daughter
holding PAVM Common stock 2.28K Mar 28, 2022 by son
holding PAVM Common stock 4.46M Mar 28, 2022 By Pavilion Venture Partners LLC F2
holding PAVM Common stock 20K Mar 28, 2022 By HCFP/AG LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Payment of payroll withholding tax liability using a portion of securities received from the company.
F2 Dr. Aklog is a member and sole manager of Pavilion Venture Partners LLC, and has sole voting and dispositive power over the securities held by this entity. Dr. Aklog disclaims beneficial ownership of securities held by this entity, except to the extent of his proportionate pecuniary interest therein.
F3 Dr. Aklog is a member and sole manager of Pavilion Venture Partners LLC, and has sole voting and dispositive power over the securities held by this entity. Dr. Aklog disclaims beneficial ownership of securities held by this entity, except to the extent of his proportionate pecuniary interest therein.