Marissa T. Peterson - Apr 21, 2022 Form 4 Insider Report for HUMANA INC (HUM)

Role
Director
Signature
Marissa T. Peterson
Stock symbol
HUM
Transactions as of
Apr 21, 2022
Transactions value $
$0
Form type
4
Date filed
4/21/2022, 04:12 PM
Previous filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
holding HUM Humana Common 2.04 K Apr 21, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HUM Restricted Stock Units 17.7 K Apr 21, 2022 Humana Common 17.7 K Direct F1
holding HUM Restricted Stock Units 169 Apr 21, 2022 Humana Common 169 Direct F2

Marissa T. Peterson is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Annual Director's fee payable in stock units which have been deferred at the election of the Reporting Person until her resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
F2 Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until her resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
F3 Includes 412 restricted stock units pursuant to the annual Director's Fee Program representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan of which 100% is vesting on 12/31/22. Award will be pro-rated based on number of months served on the board in the current year.