Steven Flynn - Jul 12, 2022 Form 3 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
SVP, President, APAC
Signature
/s/ Ellen K. Bradford, as attorney in-fact for Steven Flynn
Stock symbol
BAX
Transactions as of
Jul 12, 2022
Transactions value $
$0
Form type
3
Date filed
7/22/2022, 04:14 PM
Next filing
Feb 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BAX Common Stock, $1 par value 11.7K Jul 12, 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BAX Stock Option (Right to Buy) Jul 12, 2022 Common Stock, $1 par value 4.89K $37.38 Direct F1
holding BAX Stock Option (Right to Buy) Jul 12, 2022 Common Stock, $1 par value 11.2K $50.77 Direct F2
holding BAX Stock Option (Right to Buy) Jul 12, 2022 Common Stock, $1 par value 8.4K $66.31 Direct F3
holding BAX Stock Option (Right to Buy) Jul 12, 2022 Common Stock, $1 par value 10.3K $74.73 Direct F4
holding BAX Stock Option (Right to Buy) Jul 12, 2022 Common Stock, $1 par value 12.7K $75.75 Direct F5
holding BAX Stock Option (Right to Buy) Jul 12, 2022 Common Stock, $1 par value 15.2K $77.15 Direct F6
holding BAX Stock Option (Right to Buy) Jul 12, 2022 Common Stock, $1 par value 6.06K $85.23 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options became exercisable in three equal annual installments beginning on March 3, 2016, the first anniversary of the grant date.
F2 The options became exercisable in three equal annual installments beginning on March 2, 2018, the first anniversary of the grant date.
F3 The options became exercisable in three equal annual installments beginning on March 1, 2019, the first anniversary of the grant date.
F4 The options became exercisable in three equal annual installments beginning on February 28, 2020, the first anniversary of the grant date.
F5 The options become exercisable in three equal annual installments beginning on March 22, 2021, the first anniversary of the grant date. The first two installments became exercisable on March 22, 2021 and March 21, 2022 respectively. The third installment will become exercisable on March 20, 2023.
F6 The options become exercisable in three equal annual installments beginning on March 3, 2022, the first anniversary of the grant date. The first installment became exercisable on March 3, 2022. The second and third installment will become exercisable on March 3, 2023 and March 4, 2024 respectively.
F7 The options become exercisable in three equal annual installments beginning on March 2, 2023, the first anniversary of the grant date.