Antonio F. Neri - Dec 8, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: President and CEO
Signature: Ki Hoon Kim as Attorney-in-Fact for Antonio F. Neri
Stock symbol: HPE
Transactions as of: Dec 8, 2022
Transactions value $: $0
Form type: 4
Date filed: 12/12/2022, 05:05 PM
Previous filing: May 20, 2022
Next filing: Dec 13, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HPE	Common Stock						771K	Dec 8, 2022	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Award		+3.75K	+3.08%		126K	Jan 7, 2022	Common Stock	3.75K		Direct	F2, F3
transaction	HPE	Restricted Stock Units	Award		+11.4K	+3.21%		367K	Jan 7, 2022	Common Stock	11.4K		Direct	F2, F4
transaction	HPE	Restricted Stock Units	Award		+14K	+3.32%		437K	Jan 7, 2022	Common Stock	14K		Direct	F2, F5
transaction	HPE	Restricted Stock Units	Award		+460K			460K	Dec 8, 2022	Common Stock	460K		Direct	F2, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As of 03/09/22, the reporting person no longer has a reportable beneficial interest in 61,182 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities.
F2	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F3	As previously reported, on 12/10/19 the reporting person was granted 339,331 restricted stock units ("RSUs"), 113,110 of which vested on 12/10/20, 113,110 of which vested on 12/10/21, and 113,111 of which will vest on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 792.3713 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 843.0634 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 1,029.0614 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 1,089.3515 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F4	As previously reported, on 12/10/20 the reporting person was granted 515,677 RSUs, 171,892 of which vested on 12/10/21, 171,892 of which will vest on 12/10/22, and 171,893 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,408.3012 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 2,562.3727 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 3,127.6876 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 3,310.9310 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F5	As previously reported, on 12/09/21 the reporting person was granted 422,627 RSUs, 140,875 of which will vest on 12/09/22, and 140,876 of which will vest on each of 12/09/23 and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 2,960.6095 dividend equivalent rights at $17.13 per RSU credited to the reporting person's account on 01/07/22, 3,150.0149 dividend equivalent rights at $16.10 per RSU credited to the reporting person's account on 04/08/22, 3,844.9765 dividend equivalent rights at $13.19 per RSU credited to the reporting person's account on 07/08/22, and 4,070.2440 dividend equivalent rights at $12.46 per RSU credited to the reporting person's account on 10/07/22.
F6	On 12/08/22, the reporting person was granted 460,405 RSUs, 153,468 of which will vest on each of 12/08/23 and 12/08/24, and 153,469 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock.