Kirt P. Karros - Dec 9, 2022 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, Treasurer & IR
Signature: Ki Hoon Kim as Attorney-in-Fact for Kirt P. Karros
Stock symbol: HPE
Transactions as of: Dec 9, 2022
Transactions value $: $539,685
Form type: 4
Date filed: 12/13/2022, 08:47 PM
Previous filing: Dec 12, 2022
Next filing: Jun 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$271K	+16.8K		$16.15	16.8K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$93.8K	-5.81K	-34.59%	$16.15	11K	Dec 9, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$246K	+15.2K	+138.45%	$16.15	26.2K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$85K	-5.26K	-20.08%	$16.15	20.9K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Options Exercise	$308K	+19.1K	+91.12%	$16.15	40K	Dec 10, 2022	Direct
transaction	HPE	Common Stock	Tax liability	-$107K	-6.6K	-16.49%	$16.15	33.4K	Dec 10, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-15.2K	-100%		0	Dec 10, 2022	Common Stock	15.2K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-19.1K	-50%		19.1K	Dec 10, 2022	Common Stock	19.1K		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-16.8K	-33.34%		33.6K	Dec 9, 2022	Common Stock	16.8K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/19 the reporting person was granted 41,035 restricted stock units ("RSUs"), 13,678 of which vested on 12/10/20, 13,678 of which vested on 12/10/21, and 13,679 of which vested on 12/10/22. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,533 vested dividend equivalent rights and a de minimus adjustment of 0.0310 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/10/20 the reporting person was granted 53,630 RSUs, 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which will vest on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 1,201 vested dividend equivalent rights and a de minimus adjustment of 0.4217 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, and 16,255 of which will vest on each of 12/09/23, and 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 also includes 541 vested dividend equivalent rights and a de minimus adjustment of 0.6218 due to fractional rounding of the dividend equivalent rights.