Amy Christine Friedrich - Jan 3, 2023 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
President - USIS
Signature
Clint Woods
Stock symbol
PFG
Transactions as of
Jan 3, 2023
Transactions value $
-$543,213
Form type
4
Date filed
1/5/2023, 11:02 AM
Previous filing
Dec 21, 2022
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $5.13K +100 +0.2% $51.33 50.9K Jan 3, 2023 Direct
transaction PFG Common Stock Disposed to Issuer -$8.5K -100 -0.2% $85.00 50.8K Jan 3, 2023 Direct F1
transaction PFG Common Stock Award $323K +6.29K +12.38% $51.33 57.1K Jan 4, 2023 Direct
transaction PFG Common Stock Disposed to Issuer -$535K -6.29K -11.02% $85.01 50.8K Jan 4, 2023 Direct F1, F2
holding PFG Common Stock 3.1K Jan 3, 2023 By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$5.13K -100 -4.69% $51.33 2.03K Jan 3, 2023 Common Stock 100 $51.33 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$104K -2.03K -100% $51.33 0 Jan 4, 2023 Common Stock 2.03K $51.33 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$109K -2.13K -100% $51.33 0 Jan 4, 2023 Common Stock 2.13K $51.33 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$109K -2.13K -100% $51.33 0 Jan 4, 2023 Common Stock 2.13K $51.33 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2022.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.15, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.