-
Signature
-
Clint Woods
-
Stock symbol
-
PFG
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Transactions as of
-
Mar 21, 2023
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Transactions value $
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-$4,181,541
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Form type
-
4
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Date filed
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3/23/2023, 04:03 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
PFG |
Common Stock |
Award |
$1.53M |
+29.7K |
+25.6% |
$51.73 |
146K |
Mar 21, 2023 |
Direct |
F3 |
transaction |
PFG |
Common Stock |
Award |
$1.53M |
+26K |
+17.86% |
$58.68 |
172K |
Mar 21, 2023 |
Direct |
F3 |
transaction |
PFG |
Common Stock |
Disposed to Issuer |
-$4.18M |
-55.7K |
-32.45% |
$75.14 |
116K |
Mar 21, 2023 |
Direct |
F1, F2, F3 |
holding |
PFG |
Common Stock |
|
|
|
|
|
508 |
Mar 21, 2023 |
by 401k plan |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$1.53M |
-29.7K |
-100% |
$51.73 |
0 |
Mar 21, 2023 |
Common Stock |
29.7K |
$51.73 |
Direct |
|
transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$1.53M |
-26K |
-100% |
$58.68 |
0 |
Mar 21, 2023 |
Common Stock |
26K |
$58.68 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: