| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Humana Common | Options Exercise | $568K | +1.51K | +31.96% | $376.61 | 6.23K | May 4, 2023 | Direct | |
| transaction | HUM | Humana Common | Options Exercise | $403K | +1.15K | +18.44% | $350.79 | 7.37K | May 4, 2023 | Direct | |
| transaction | HUM | Humana Common | Options Exercise | $250K | +713 | +9.67% | $350.79 | 8.09K | May 4, 2023 | Direct | |
| transaction | HUM | Humana Common | Sale | -$1.4M | -2.66K | -32.84% | $526.02 | 5.43K | May 4, 2023 | Direct | F13 |
| transaction | HUM | Humana Common | Sale | -$790K | -1.5K | -27.62% | $526.75 | 3.93K | May 4, 2023 | Direct | F14 |
| transaction | HUM | Humana Common | Gift | $0 | -100 | -2.54% | $0.00 | 3.83K | May 4, 2023 | Direct | F15 |
| transaction | HUM | Humana Common | Other | $0 | -700 | -18.27% | $0.00 | 3.13K | May 5, 2023 | Direct | F16 |
| holding | HUM | Humana Common | 2.15K | May 4, 2023 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Options | Options Exercise | $0 | -1.86K | -100% | $0.00* | 0 | May 4, 2023 | Humana Common | 1.86K | $350.79 | Direct | F2 |
| transaction | HUM | Options | Options Exercise | $0 | -1.51K | -50% | $0.00 | 1.51K | May 4, 2023 | Humana Common | 1.51K | $376.61 | Direct | F3 |
| holding | HUM | Options | 3.79K | May 4, 2023 | Humana Common | 3.79K | $428.68 | Direct | F4 | |||||
| holding | HUM | Options | 5.56K | May 4, 2023 | Humana Common | 5.56K | $425.06 | Direct | F5 | |||||
| holding | HUM | Options | 6.81K | May 4, 2023 | Humana Common | 6.81K | $510.24 | Direct | F6 | |||||
| holding | HUM | Restricted Stock Units | 367 | May 4, 2023 | Humana Common | 367 | Direct | F7, F8 | ||||||
| holding | HUM | Restricted Stock Units | 622 | May 4, 2023 | Humana Common | 622 | Direct | F7, F9 | ||||||
| holding | HUM | Restricted Stock Units | 1.02K | May 4, 2023 | Humana Common | 1.02K | Direct | F7, F10 | ||||||
| holding | HUM | Restricted Stock Units | 1.76K | May 4, 2023 | Humana Common | 1.76K | Direct | F7, F11 | ||||||
| holding | HUM | Phantom Stock Units | 321 | May 4, 2023 | Humana Common | 321 | See Footnote. | F11, F12 |
| Id | Content |
|---|---|
| F1 | Shares held for the benefit of the reporting person as of April 30, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| F2 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2020, vesting in three annual increments from 2/24/21 to 2/24/23. |
| F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| F4 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. |
| F5 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. |
| F6 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |
| F7 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
| F8 | Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| F9 | Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24. |
| F10 | Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| F11 | Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| F12 | Phantom Stock Units held for the benefit of reporting person as of April 30, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. |
| F13 | Price reported is weighted average sales price. |
| F14 | All shares sold at price reported. |
| F15 | Reporting person made a gift/charitable donation, effective May 4, 2023, in which no value was received in return. |
| F16 | Reporting person transferred a total of 700 shares of direct ownership on May 5, 2023 pursuant to a Domestic Relations Order. |