James J. Barber - May 17, 2023 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
Director
Signature
/s/ Christina McLeod, Attorney-in-Fact for James J. Barber
Stock symbol
GHM
Transactions as of
May 17, 2023
Transactions value $
$0
Form type
4
Date filed
5/18/2023, 04:35 PM
Previous filing
May 24, 2022
Next filing
May 24, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GHM Common Stock 38.4K May 17, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Award $0 +6.39K $0.00 6.39K May 17, 2023 Common Stock 6.39K $0.00 Direct F1
holding GHM Restricted Stock Units 6.11K May 17, 2023 Common Stock 6.11K $0.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant.
F2 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the first anniversary of the date of grant, except as otherwise provided in the award notice.