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Signature
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/s/Renee Strandness, attorney-in-fact
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Stock symbol
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ROKU
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Transactions as of
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Jul 31, 2023
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Transactions value $
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-$498,531
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Form type
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4
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Date filed
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8/2/2023, 06:19 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
ROKU |
Class A Common Stock |
Conversion of derivative security |
$9.46K |
+3.22K |
+4.1% |
$2.94* |
81.7K |
Jul 31, 2023 |
Direct |
|
transaction |
ROKU |
Class A Common Stock |
Conversion of derivative security |
$118 |
+40 |
+0.05% |
$2.94* |
81.8K |
Jul 31, 2023 |
Direct |
|
transaction |
ROKU |
Class A Common Stock |
Conversion of derivative security |
$13.7K |
+2.44K |
+2.98% |
$5.64* |
84.2K |
Jul 31, 2023 |
Direct |
|
transaction |
ROKU |
Class A Common Stock |
Sale |
-$522K |
-5.69K |
-6.76% |
$91.68 |
78.5K |
Jul 31, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
ROKU |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$9.46K |
-3.22K |
-100% |
$2.94* |
0 |
Jul 31, 2023 |
Class B Common Stock |
3.22K |
$2.94 |
Direct |
F2 |
transaction |
ROKU |
Class B Common Stock |
Options Exercise |
$9.46K |
+3.22K |
|
$2.94* |
3.22K |
Jul 31, 2023 |
Class A Common Stock |
3.22K |
$2.94 |
Direct |
F3 |
transaction |
ROKU |
Class B Common Stock |
Conversion of derivative security |
$0 |
-3.22K |
-100% |
$0.00* |
0 |
Jul 31, 2023 |
Class A Common Stock |
3.22K |
$0.00 |
Direct |
F3 |
transaction |
ROKU |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$118 |
-40 |
-100% |
$2.94* |
0 |
Jul 31, 2023 |
Class B Common Stock |
40 |
$2.94 |
Direct |
F2 |
transaction |
ROKU |
Class B Common Stock |
Options Exercise |
$118 |
+40 |
|
$2.94* |
40 |
Jul 31, 2023 |
Class A Common Stock |
40 |
$2.94 |
Direct |
F3 |
transaction |
ROKU |
Class B Common Stock |
Conversion of derivative security |
$0 |
-40 |
-100% |
$0.00* |
0 |
Jul 31, 2023 |
Class A Common Stock |
40 |
$0.00 |
Direct |
F3 |
transaction |
ROKU |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$13.7K |
-2.44K |
-100% |
$5.64* |
0 |
Jul 31, 2023 |
Class B Common Stock |
2.44K |
$5.64 |
Direct |
F2 |
transaction |
ROKU |
Class B Common Stock |
Options Exercise |
$13.7K |
+2.44K |
|
$5.64* |
2.44K |
Jul 31, 2023 |
Class A Common Stock |
2.44K |
$5.64 |
Direct |
F3 |
transaction |
ROKU |
Class B Common Stock |
Conversion of derivative security |
$0 |
-2.44K |
-100% |
$0.00* |
0 |
Jul 31, 2023 |
Class A Common Stock |
2.44K |
$0.00 |
Direct |
F3 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: