Michael H. Train - Aug 3, 2023 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)

Role
SVP & Chief Sustain. Officer
Signature
/s/ John A. Sperino, Attorney-in-Fact for Michael H. Train
Stock symbol
EMR
Transactions as of
Aug 3, 2023
Transactions value $
-$618,946
Form type
4
Date filed
8/7/2023, 06:18 PM
Previous filing
May 3, 2023
Next filing
Nov 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMR Common Stock Options Exercise $1.43M +22K +9.98% $65.07 242K Aug 3, 2023 Direct F1
transaction EMR Common Stock Tax liability -$1.43M -14.9K -6.13% $96.38 228K Aug 3, 2023 Direct F2
transaction EMR Common Stock Tax liability -$244K -2.53K -1.11% $96.38 225K Aug 3, 2023 Direct F3
transaction EMR Common Stock Options Exercise $1.09M +22K +9.77% $49.64 247K Aug 3, 2023 Direct F4
transaction EMR Common Stock Tax liability -$1.09M -11.3K -4.59% $96.38 236K Aug 3, 2023 Direct F2
transaction EMR Common Stock Tax liability -$375K -3.89K -1.65% $96.38 232K Aug 3, 2023 Direct F3
holding EMR Common Stock 824 Aug 3, 2023 Profit Sharing Plan
holding EMR Common Stock 11.2K Aug 3, 2023 401(k) plan
holding EMR Common Stock 1.32K Aug 3, 2023 401(k) excess plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMR Employee Stock Option (right to buy) Options Exercise -22K -100% 0 Aug 3, 2023 Common Stock 22K $65.07 Direct F1, F5, F6
transaction EMR Employee Stock Option (right to buy) Options Exercise -22K -100% 0 Aug 3, 2023 Common Stock 22K $49.64 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Exercise of 17,383 non-qualified stock options and 4,617 incentive stock options exempt under Rule 16b-3.
F2 Payment of option exercise price by delivering securities.
F3 Shares withheld for taxes exempt under Rule16b-3 resulting from nonqualified stock option exercise.
F4 Exercise of 17,930 non-qualified stock options and 4,070 incentive stock options exempt under Rule 16b-3.
F5 The options vested in three equal annual installments beginning on the date indicated.
F6 Price is not applicable to stock options received as incentive compensation.