Vicky Hahne - Aug 25, 2023 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Financial Officer
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney previously filed.
Stock symbol
CELC
Transactions as of
Aug 25, 2023
Transactions value $
$0
Form type
4
Date filed
8/29/2023, 05:45 PM
Previous filing
Feb 21, 2023
Next filing
Feb 15, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 14.6K Aug 25, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +21.3K $0.00 21.3K Aug 25, 2023 Common Stock 21.3K $9.89 Direct F11
transaction CELC Stock Option (right to buy) Award $0 +60K $0.00 60K Aug 25, 2023 Common Stock 60K $9.89 Direct F12
holding CELC Stock Option (right to buy) 37.5K Aug 25, 2023 Common Stock 37.5K $8.40 Direct F2
holding CELC Stock Option (right to buy) 3K Aug 25, 2023 Common Stock 3K $5.50 Direct F2
holding CELC Stock Option (right to buy) 932 Aug 25, 2023 Common Stock 932 $5.50 Direct F2
holding CELC Stock Option (right to buy) 3K Aug 25, 2023 Common Stock 3K $5.50 Direct F2
holding CELC Stock Option (right to buy) 10K Aug 25, 2023 Common Stock 10K $5.90 Direct F3
holding CELC Stock Option (right to buy) 1.12K Aug 25, 2023 Common Stock 1.12K $5.50 Direct F4
holding CELC Stock Option (right to buy) 1.3K Aug 25, 2023 Common Stock 1.3K $5.50 Direct F5
holding CELC Stock Option (right to buy) 1.2K Aug 25, 2023 Common Stock 1.2K $5.50 Direct F6
holding CELC Stock Option (right to buy) 3.81K Aug 25, 2023 Common Stock 3.81K $5.50 Direct F7
holding CELC Stock Option (right to buy) 15K Aug 25, 2023 Common Stock 15K $5.50 Direct F8
holding CELC Stock Option (right to buy) 821 Aug 25, 2023 Common Stock 821 $5.50 Direct F9
holding CELC Stock Option (right to buy) 31.9K Aug 25, 2023 Common Stock 31.9K $5.50 Direct F2
holding CELC Stock Option (right to buy) 5.07K Aug 25, 2023 Common Stock 5.07K $11.55 Direct F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 1,260 shares acquired on April 30, 2023 pursuant to the Issuer's Employee Stock Purchase Plan.
F2 Fully vested.
F3 2,500 shares vest on 8/12/21; the remaining 7,500 shares vest 1/36th per month thereafter.
F4 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.
F5 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.
F6 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.
F7 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.
F8 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.
F9 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.
F10 These shares vest in equal amounts over twelve (12) months, beginning February 16, 2023.
F11 These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.
F12 15,000 shares vest on 8/25/24; the remaining 45,000 shares vest 1/36th per month thereafter.