Lisa Flavin - Jul 20, 2023 Form 4 Insider Report for EMERSON ELECTRIC CO (EMR)

Role
Senior VP & CCO
Signature
/s/ John A. Sperino, Attorney-in-Fact for Lisa Flavin
Stock symbol
EMR
Transactions as of
Jul 20, 2023
Transactions value $
-$27,555
Form type
4
Date filed
9/8/2023, 05:15 PM
Previous filing
Jun 29, 2023
Next filing
Nov 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EMR Common Stock Options Exercise +1K +1.93% 52.7K Jul 20, 2023 Direct F1, F2
transaction EMR Common Stock Tax liability -$27.5K -298 -0.56% $92.28 52.5K Jul 20, 2023 Direct F3
transaction EMR Common Stock Options Exercise $300K +4.62K +8.8% $65.07 57.1K Sep 6, 2023 Direct F4
transaction EMR Common Stock Tax liability -$300K -3.06K -5.36% $98.23 54K Sep 6, 2023 Direct F3, F5
holding EMR Common Stock 4.6K Jul 20, 2023 401(k) plan
holding EMR Common Stock 2.06K Jul 20, 2023 401(k) excess plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EMR Restricted Stock Units Options Exercise $0 -1K -100% $0.00* 0 Jul 20, 2023 Common Stock 1K Direct F1, F2, F6
transaction EMR Employee Stock option (Right to Buy) Options Exercise $0 +4.62K $0.00* 0 Sep 6, 2023 Common Stock 4.62K $65.07 Direct F4, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of previously reported restricted stock units under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F2 Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
F3 Shares withheld for required minimum taxes upon vesting of restricted stock units, under shareholder approved benefit plan exempt pursuant to Rule 16b-3.
F4 Exercise of 4,617 incentive stock options exempt under Rule 16b-3.
F5 Payment of option exercise price by delivering securities.
F6 The restricted stock units are subject to a three-year vesting period, vesting on July 20, 2023.
F7 The options vested in three equal installments beginning on the date indicated.
F8 Price is not applicable to stock options received as incentive compensation.