Milton Carroll - Sep 30, 2023 Form 4 Insider Report for HALLIBURTON CO (HAL)

Role
Director
Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Stock symbol
HAL
Transactions as of
Sep 30, 2023
Transactions value $
$0
Form type
4
Date filed
10/3/2023, 03:25 PM
Previous filing
Jul 5, 2023
Next filing
Dec 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HAL Common Stock 20.3K Sep 30, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HAL Stock Equivalent Units Award +1.14K +1.76% 66K Sep 30, 2023 Common Stock 1.14K Direct F1, F2, F3, F4
holding HAL 12/2022 Restricted Stock Units 5.01K Sep 30, 2023 Common Stock 5.01K Direct F5, F6, F8
holding HAL 12/2021 Restricted Stock Units 8.08K Sep 30, 2023 Common Stock 8.08K Direct F5, F6, F8
holding HAL 12/2020 Restricted Stock Units 12.8K Sep 30, 2023 Common Stock 12.8K Direct F5, F6, F8
holding HAL 8/2019 Restricted Stock Units 8.78K Sep 30, 2023 Common Stock 8.78K Direct F5, F7, F8
holding HAL 8/2018 Restricted Stock Units 4.73K Sep 30, 2023 Common Stock 4.73K Direct F5, F7, F8
holding HAL 8/2017 Restricted Stock Units 4.86K Sep 30, 2023 Common Stock 4.86K Direct F5, F7, F8
holding HAL 8/2016 Restricted Stock Units 4.83K Sep 30, 2023 Common Stock 4.83K Direct F5, F7, F8
holding HAL 8/2015 Restricted Stock Units 5.25K Sep 30, 2023 Common Stock 5.25K Direct F5, F7, F8
holding HAL 8/2014 Restricted Stock Units 3.11K Sep 30, 2023 Common Stock 3.11K Direct F5, F7, F8
holding HAL 8/2013 Restricted Stock Units 4.36K Sep 30, 2023 Common Stock 4.36K Direct F5, F7, F8
holding HAL 8/2012 Restricted Stock Units 6.45K Sep 30, 2023 Common Stock 6.45K Direct F5, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The security converts to common stock on a one-for-one basis.
F2 Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.
F3 The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.
F4 A portion of the stock equivalents are attributable to quarterly dividends and a portion are attributable to quarterly fees and are based on the closing price on September 27, 2023 of $42.03 and September 28, 2023 of $41.79.
F5 Each restricted stock unit represents a right to receive one share of the Company's common stock.
F6 The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F7 The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.
F8 Includes dividend equivalent units through September 30, 2023.