James R. Faught - Oct 4, 2023 Form 4 Insider Report for EVO Transportation & Energy Services, Inc. (EVOA)

Role
Chief Financial Officer
Signature
/s/ James R. Faught
Stock symbol
EVOA
Transactions as of
Oct 4, 2023
Transactions value $
$0
Form type
4
Date filed
10/4/2023, 06:02 PM
Previous filing
Aug 30, 2023
Next filing
Jul 8, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVOA Stock Option (right to buy) Award $0 +1.19M $0.00 1.19M Oct 4, 2023 Common Stock 1.19M $0.42 Direct F1
transaction EVOA Restricted Stock Units Award $0 +1.43M $0.00 1.43M Oct 4, 2023 Common Stock 1.43M Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 475,498 shares vest on each of 9/1/24, 9/1/25 and 9/1/26.
F2 Each restricted stock unit represents the right to receive, at settlement, one share of common stock of the Issuer, its cash equivalent or a combination thereof, in the discretion of the Issuer.
F3 396,248 restricted stock units vest on each of 9/1/24, 9/1/25 and 9/1/26.