Roger W. Byrd - Nov 28, 2023 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role: General Counsel, Sec., SVP
Signature: /s/ Roger W. Byrd
Stock symbol: KODK
Transactions as of: Nov 28, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/4/2023, 04:39 PM
Previous filing: May 19, 2023
Next filing: Mar 28, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	KODK	Common Stock, par value $.01						39.3K	Nov 28, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	KODK	Stock Option (Right to Buy)	Disposed to Issuer		-15K	-100%		0	Nov 28, 2023	Common Stock, par value $.01	15K	$3.03	Direct	F5
transaction	KODK	Stock Option (Right to Buy)	Award		+15K			15K	Nov 28, 2023	Common Stock, par value $.01	15K	$3.03	Direct	F5
transaction	KODK	Stock Option (Right to Buy)	Disposed to Issuer		-89.7K	-100%		0	Nov 28, 2023	Common Stock, par value $.01	89.7K	$3.09	Direct	F7
transaction	KODK	Stock Option (Right to Buy)	Award		+89.7K			89.7K	Nov 28, 2023	Common Stock, par value $.01	89.7K	$3.09	Direct	F7
holding	KODK	Restricted Stock Units						25K	Nov 28, 2023	Common Stock, par value $.01	25K	$0.00	Direct	F1
holding	KODK	Performance Stock Units						25K	Nov 28, 2023	Common Stock, par value $.01	25K	$0.00	Direct	F2
holding	KODK	Stock Option (Right to Buy)						25K	Nov 28, 2023	Common Stock, par value $.01	25K	$4.28	Direct	F3
holding	KODK	Stock Option (Right to Buy)						25K	Nov 28, 2023	Common Stock, par value $.01	25K	$4.28	Direct	F4
holding	KODK	Stock Option (Right to Buy)						10K	Nov 28, 2023	Common Stock, par value $.01	10K	$4.53	Direct	F6
holding	KODK	Stock Option (Right to Buy)						10K	Nov 28, 2023	Common Stock, par value $.01	10K	$6.03	Direct	F6
holding	KODK	Stock Option (Right to Buy)						10K	Nov 28, 2023	Common Stock, par value $.01	10K	$12.00	Direct	F6
holding	KODK	Stock Option (Right to Buy)						30.5K	Nov 28, 2023	Common Stock, par value $.01	30.5K	$12.50	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	These restricted stock units, which convert into common stock on a one-for-one basis, will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
F2	These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
F3	This option will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
F4	This option will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
F5	The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.
F6	This option is fully vested as of the date of this report.
F7	The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.