Joel T. Grade - Dec 1, 2023 Form 4 Insider Report for BAXTER INTERNATIONAL INC (BAX)

Role
EVP and CFO
Signature
/s/ Matthew Rice, as attorney in-fact for Joel T. Grade
Stock symbol
BAX
Transactions as of
Dec 1, 2023
Transactions value $
$0
Form type
4
Date filed
12/5/2023, 04:11 PM
Previous filing
Oct 19, 2023
Next filing
Mar 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BAX Common Stock, $1 par value Award $0 +28K $0.00 28K Dec 1, 2023 Direct F1
transaction BAX Common Stock, $1 par value Award $0 +25.2K +90% $0.00 53.2K Dec 1, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BAX Stock Option (Right to Buy) Award $0 +102K $0.00 102K Dec 1, 2023 Common Stock, $1 par value 102K $36.55 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person received a restricted stock unit grant which is scheduled to vest in three equal annual installments beginning on December 2, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.
F2 The reporting person received a restricted stock unit grant which is scheduled to vest in three equal annual installments beginning on December 2, 2024, the first anniversary of the grant date, subject to satisfaction of the related vesting requirements set forth in the Baxter International Inc. 2021 Incentive Plan.
F3 The options become exercisable in three equal annual installments beginning on December 2, 2024, the first anniversary of the grant date.