Joseph O'Daniel - Dec 1, 2023 Form 4 Insider Report for Sphere 3D Corp. (ANY)

Role
President
Signature
/s/ Denise Garrett For: Joseph O'Daniel
Stock symbol
ANY
Transactions as of
Dec 1, 2023
Transactions value $
-$39,124
Form type
4
Date filed
12/5/2023, 04:21 PM
Previous filing
May 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ANY Common Stock Options Exercise +28.6K +1883.45% 30.1K Dec 1, 2023 Direct F1, F2
transaction ANY Common Stock Tax liability -$5.71K -7.14K -23.74% $0.80 22.9K Dec 1, 2023 Direct
transaction ANY Common Stock Sale -$33.4K -21.4K -93.39% $1.56 1.52K Dec 5, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ANY Restricted Stock Unit (RSU) Options Exercise -28.6K -100% 0 Dec 1, 2023 Common Stock 28.6K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each RSU represents a contingent right to receive one share of Sphere 3D Corp. common stock.
F2 As adjusted for the issuer's 1 for 7 reverse stock split effective June 28, 2023.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices within the range of $1.55 to $1.58, inclusive.