Kirt P. Karros - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: SVP, Treasurer & IR
Signature: Ki Hoon Kim as Attorney-in-Fact for Kirt P. Karros
Stock symbol: HPE
Transactions as of: Dec 8, 2023
Transactions value $: $841,477
Form type: 4
Date filed: 12/12/2023, 08:10 PM
Previous filing: Dec 11, 2023
Next filing: Dec 14, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$786K	+48.4K		$16.22	48.4K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$278K	-17.1K	-35.36%	$16.22	31.3K	Dec 8, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$280K	+17.3K	+55.16%	$16.22	48.6K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$107K	-6.58K	-13.55%	$16.22	42K	Dec 9, 2023	Direct
transaction	HPE	Common Stock	Options Exercise	$318K	+19.6K	+46.67%	$16.22	61.6K	Dec 10, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$158K	-9.72K	-15.78%	$16.22	51.9K	Dec 10, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-19.6K	-100%		0	Dec 10, 2023	Common Stock	19.6K		Direct	F1, F2
transaction	HPE	Restricted Stock Units	Options Exercise		-17.3K	-50%		17.3K	Dec 9, 2023	Common Stock	17.3K		Direct	F1, F3
transaction	HPE	Restricted Stock Units	Options Exercise		-48.4K	-33.33%		96.9K	Dec 8, 2023	Common Stock	48.4K		Direct	F1, F4

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/10/20 the reporting person was granted 53,630 restricted stock units ("RSUs"), 17,876 of which vested on 12/10/21, 17,877 of which vested on 12/10/22, and 17,877 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,723 vested dividend equivalent rights and a de minimus adjustment of 0.4190 due to fractional rounding of the dividend equivalent rights.
F3	As previously reported, on 12/09/21 the reporting person was granted 48,765 RSUs, 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,015 vested dividend equivalent rights and a de minimus adjustment of 0.6667 due to fractional rounding of the dividend equivalent rights.
F4	As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, and 47,064 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,377 vested dividend equivalent rights and a de minimus adjustment of 0.7003 due to fractional rounding of the dividend equivalent rights.