John F. Schultz - Dec 8, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, COLO
Signature
Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Stock symbol
HPE
Transactions as of
Dec 8, 2023
Transactions value $
$4,262,908
Form type
4
Date filed
12/12/2023, 08:10 PM
Previous filing
Dec 11, 2023
Next filing
Dec 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Award $2.27M +140K +62.24% $16.22 365K Dec 8, 2023 Direct F1
transaction HPE Common Stock Tax liability -$782K -48.2K -13.21% $16.22 317K Dec 8, 2023 Direct
transaction HPE Common Stock Award $1.1M +68K +21.45% $16.22 385K Dec 8, 2023 Direct F2
transaction HPE Common Stock Tax liability -$434K -26.7K -6.95% $16.22 358K Dec 8, 2023 Direct
transaction HPE Common Stock Award $217K +13.4K +3.74% $16.22 372K Dec 8, 2023 Direct F3
transaction HPE Common Stock Tax liability -$85.6K -5.28K -1.42% $16.22 366K Dec 8, 2023 Direct
transaction HPE Common Stock Options Exercise $1.11M +68.4K +18.69% $16.22 435K Dec 8, 2023 Direct
transaction HPE Common Stock Tax liability -$437K -26.9K -6.2% $16.22 408K Dec 8, 2023 Direct
transaction HPE Common Stock Options Exercise $900K +55.5K +13.61% $16.22 463K Dec 9, 2023 Direct
transaction HPE Common Stock Tax liability -$334K -20.6K -4.45% $16.22 443K Dec 9, 2023 Direct
transaction HPE Common Stock Options Exercise $1.02M +62.7K +14.16% $16.22 505K Dec 10, 2023 Direct
transaction HPE Common Stock Tax liability -$394K -24.3K -4.81% $16.22 481K Dec 10, 2023 Direct
transaction HPE Common Stock Options Exercise $177K +10.9K +2.27% $16.22 492K Dec 9, 2023 Direct
transaction HPE Common Stock Tax liability -$65.9K -4.06K -0.83% $16.22 488K Dec 9, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -62.7K -100% 0 Dec 10, 2023 Common Stock 62.7K Direct F4, F5
transaction HPE Restricted Stock Units Options Exercise -55.5K -50% 55.5K Dec 9, 2023 Common Stock 55.5K Direct F4, F6
transaction HPE Restricted Stock Units Options Exercise -10.9K -50% 10.9K Dec 9, 2023 Common Stock 10.9K Direct F4, F7
transaction HPE Restricted Stock Units Options Exercise -68.4K -33.33% 137K Dec 8, 2023 Common Stock 68.4K Direct F4, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On 12/10/20 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F2 On 12/09/21 the reporting person was granted PARSUs subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% after 2 and 3 years subject to performance and are issued in Issuer's common stock.
F3 On 06/21/22 the reporting person was granted PARSUs subject to subject to Non-GAAP Net Income and relative total stockholder return conditions being met at the time of vesting. These PARSUs vest 50% 2 and 3 years subject to performance and are issued in Issuer's common stock.
F4 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F5 As previously reported, on 12/10/20 the reporting person was granted 178,424 restricted stock units ("RSUs"), 59,474 of which vested on 12/10/21, 57,081 of which vested on 12/10/22, and 57,081 of which vested on 12/10/23. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 5,584 vested dividend equivalent rights and a de minimus adjustment of 0.4065 due to fractional rounding of the dividend equivalent rights.
F6 As previously reported, on 12/09/21 the reporting person was granted 162,549 RSUs, 54,183 of which vested on 12/09/22, 52,161 of which vested on 12/09/23, and 52,162 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,324 vested dividend equivalent rights and a de minimus adjustment of 0.4269 due to fractional rounding of the dividend equivalent rights.
F7 As previously reported, on 06/21/22, the reporting person was granted 32,510 RSUs, 10,836 of which vested on 12/09/22, 10,432 of which vested on 12/09/23, and 10,433 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 508 vested dividend equivalent rights and a de minimus adjustment of 0.0737 due to fractional rounding of the dividend equivalent rights.
F8 As previously reported, on 12/08/22, the reporting person was granted 199,509 RSUs, 66,503 of which vested on 12/08/23, and 66,503 of which will vest on each of 12/08/24 and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,945 vested dividend equivalent rights and a de minimus adjustment of 0.9467 due to fractional rounding of the dividend equivalent rights.