| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Humana Common | Options Exercise | $0 | +367 | +11.13% | $0.00 | 3.66K | Dec 15, 2023 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$79.3K | -171 | -4.67% | $463.58 | 3.49K | Dec 15, 2023 | Direct | F12 |
| transaction | HUM | Humana Common | Options Exercise | $0 | +512 | +14.66% | $0.00 | 4.01K | Dec 15, 2023 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$111K | -239 | -5.97% | $463.58 | 3.77K | Dec 15, 2023 | Direct | F12 |
| transaction | HUM | Humana Common | Options Exercise | $0 | +588 | +15.61% | $0.00 | 4.35K | Dec 15, 2023 | Direct | |
| transaction | HUM | Humana Common | Tax liability | -$127K | -274 | -6.29% | $463.58 | 4.08K | Dec 15, 2023 | Direct | F12 |
| holding | HUM | Humana Common | 2.16K | Dec 15, 2023 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HUM | Restricted Stock Units | Options Exercise | $0 | -367 | -100% | $0.00* | 0 | Dec 15, 2023 | Humana Common | 367 | Direct | F6, F7 | |
| transaction | HUM | Restricted Stock Units | Options Exercise | $0 | -512 | -50% | $0.00 | 512 | Dec 15, 2023 | Humana Common | 512 | Direct | F6, F9 | |
| transaction | HUM | Restricted Stock Units | Options Exercise | $0 | -588 | -33.33% | $0.00 | 1.18K | Dec 15, 2023 | Humana Common | 588 | Direct | F6, F10 | |
| holding | HUM | Options | 1.51K | Dec 15, 2023 | Humana Common | 1.51K | $376.61 | Direct | F2 | |||||
| holding | HUM | Options | 3.79K | Dec 15, 2023 | Humana Common | 3.79K | $428.68 | Direct | F3 | |||||
| holding | HUM | Options | 5.56K | Dec 15, 2023 | Humana Common | 5.56K | $425.06 | Direct | F4 | |||||
| holding | HUM | Options | 6.81K | Dec 15, 2023 | Humana Common | 6.81K | $510.24 | Direct | F5 | |||||
| holding | HUM | Restricted Stock Units | 311 | Dec 15, 2023 | Humana Common | 311 | Direct | F6, F8 | ||||||
| holding | HUM | Phantom Stock Units | 323 | Dec 15, 2023 | Humana Common | 323 | See Footnote. | F11 |
| Id | Content |
|---|---|
| F1 | Shares held for the benefit of the reporting person as of November 30, 2023 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c). |
| F2 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/22/2021, vesting in three annual increments from 2/22/22 to 2/22/24. |
| F3 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 8/1/2021, vesting in three annual increments from 8/1/22 to 8/1/24. |
| F4 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/21/2022, vesting in three annual increments from 2/21/23 to 2/21/25. |
| F5 | Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 2/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26. |
| F6 | Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). |
| F7 | Restricted stock units granted to reporting person on 02/22/2021, 33% of the award is vesting on 12/15/21, 12/15/22, and 12/15/23. |
| F8 | Restricted stock units granted to reporting person on 08/1/2021, 33% of the award is vesting on 8/1/22, 8/1/23, and 8/1/24. Shares remaining unvested from this award were erroneously reported on previous Form 4, but corrected in this filing. |
| F9 | Restricted stock units granted to reporting person on 02/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| F10 | Restricted stock units granted to reporting person on 02/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| F11 | Phantom Stock Units held for the benefit of reporting person as of November 30, 2023 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. The ending number of units reflects normal fluctuation due to changes in stock price. |
| F12 | Shares disposed of represent payment of tax liability resulting from vesting of Restricted Stock Units on 12/15/23. |