John F. Schultz - Dec 15, 2023 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role: EVP, COLO
Signature: Ki Hoon Kim as Attorney-in-Fact for John F. Schultz
Stock symbol: HPE
Transactions as of: Dec 15, 2023
Transactions value $: $0
Form type: 4
Date filed: 12/19/2023, 06:02 PM
Previous filing: Dec 13, 2023
Next filing: Jan 30, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HPE	Common Stock	Options Exercise	$113K	+6.77K	+2.43%	$16.72	285K	Dec 15, 2023	Direct
transaction	HPE	Common Stock	Tax liability	-$113K	-6.77K	-2.38%	$16.72	278K	Dec 15, 2023	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HPE	Restricted Stock Units	Options Exercise		-6.77K	-4.95%		130K	Dec 15, 2023	Common Stock	6.77K		Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2	As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.

Content

Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.

As previously reported, on 12/08/22, the reporting person was granted 199,509 restricted stock units ("RSUs"), 66,503 of which vested on 12/08/23, and 63,118 of which will vest on each of 12/08/24 and12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The vesting amounts and number of derivative securities in column 5 reflect the reporting person's early retirement eligibility and early withholding of RSUs for payment of FICA taxes.