Scott B. Livingston - Jan 1, 2024 Form 3 Insider Report for NOV Inc. (NOV)

Role
The reporting person's title is President - Energy Products and Services.
Signature
/s/ Brigitte M. Hunt, Attorney-in-Fact for the reporting person.
Stock symbol
NOV
Transactions as of
Jan 1, 2024
Transactions value $
$0
Form type
3
Date filed
1/3/2024, 04:57 PM
Next filing
Feb 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NOV Common Stock 38K Jan 1, 2024 Direct
holding NOV Common Stock 7.5K Jan 1, 2024 Direct F1
holding NOV Common Stock 13.4K Jan 1, 2024 Direct F2
holding NOV Common Stock 15.5K Jan 1, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 6.88K $69.00 Direct F4
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 25.9K $54.74 Direct F5
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 14.8K $38.86 Direct F6
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 39.2K $34.32 Direct F7
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 15.6K $35.09 Direct F8
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 14.8K $28.72 Direct F9
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 17.4K $20.23 Direct F10
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 19.8K $15.00 Direct F11
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 18K $16.73 Direct F12
holding NOV Non-Qualified Stock Option (right to buy) Jan 1, 2024 Common Stock 11.5K $21.76 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the remaining unvested portion of time-based restricted stock granted on 02/22/2021 pursuant to the Issuer's NOV Inc. Long-Term Inventive Plan (the "Plan"), which began vesting in three equal annual installments on the first anniversary of the date of grant.
F2 Represents the remaining unvested portion of time-based restricted stock units granted on 02/15/2022 pursuant to the Plan, which began vesting in three equal annual installments on the first anniversary of the date of grant.
F3 Represents an equity award of time-based restricted stock units granted on 02/23/2023 pursuant to the Plan, which will vest in three equal annual installments commencing on the first anniversary of the date of grant.
F4 This option is exercisable in three equal annual installments beginning on 02/25/2015.
F5 This option is exercisable in three equal annual installments beginning on 02/25/2016.
F6 This option is exercisable in three equal annual installments beginning on 02/22/2018.
F7 This option is exercisable in three equal annual installments beginning on 02/24/2017 for the first installment, 12/20/2017 for the second installment, and 02/24/2019 for the third installment.
F8 This option is exercisable in three equal annual installments beginning on 02/28/2019.
F9 This option is exercisable in three equal annual installments beginning on 02/27/2020.
F10 This option is exercisable in three equal annual installments beginning on 02/25/2021.
F11 This option is exercisable in three equal annual installments beginning on 02/22/2022.
F12 This option is exercisable in three equal annual installments beginning on 02/15/2023.
F13 This option is exercisable in three equal annual installments beginning on 02/23/2024.

Remarks:

The reporting person's title is President - Energy Products and Services.