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Signature
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/s/ Ellen K. Bradford, as attorney in-fact for Jeanne K. Mason
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Stock symbol
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BAX
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Transactions as of
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Mar 1, 2024
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Transactions value $
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-$261,331
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Form type
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4
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Date filed
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3/5/2024, 04:15 PM
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
BAX |
Common Stock, $1 par value |
Options Exercise |
$2.4M |
+64.5K |
+45.32% |
$37.17 |
207K |
Mar 1, 2024 |
Direct |
F1 |
| transaction |
BAX |
Common Stock, $1 par value |
Sale |
-$2.62M |
-64.5K |
-31.19% |
$40.61 |
142K |
Mar 1, 2024 |
Direct |
F2 |
| transaction |
BAX |
Common Stock, $1 par value |
Tax liability |
-$39.5K |
-963 |
-0.68% |
$41.01 |
141K |
Mar 1, 2024 |
Direct |
F3 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
BAX |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-64.5K |
-100% |
$0.00* |
0 |
Mar 1, 2024 |
Common Stock, $1 par value |
64.5K |
$37.17 |
Direct |
F1, F4 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: