| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | KODK | Common Stock, par value $.01 | Award | $0 | +2.53K | +1.57% | $0.00 | 164K | Mar 26, 2024 | Direct | F1 |
| holding | KODK | Common Stock, par value $.01 | 2.52M | Mar 26, 2024 | Owned by KF Investors LLC | F2 | |||||
| holding | KODK | Common Stock, par value $.01 | 1.57M | Mar 26, 2024 | Owned by Momar Corporation | F3 | |||||
| holding | KODK | Common Stock, par value $.01 | 7.6K | Mar 26, 2024 | Owned by United Equities Commodities Company | F4 | |||||
| holding | KODK | Common Stock, par value $.01 | 87.7K | Mar 26, 2024 | Owned by Marneu Holding Company | F5 | |||||
| holding | KODK | Common Stock, par value $.01 | 48.9K | Mar 26, 2024 | Owned by 111 John Realty Corp. | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | KODK | Phantom Stock | 82.6K | Mar 26, 2024 | Common Stock, par value $.01 | 82.6K | $0.00 | Direct | F7 | |||||
| holding | KODK | Restricted Stock Units | 23.4K | Mar 26, 2024 | Common Stock, par value $.01 | 23.4K | $0.00 | Direct | F8 | |||||
| holding | KODK | Stock Option (Right to Buy) | 25.3K | Mar 26, 2024 | Common Stock, par value $.01 | 25.3K | $3.03 | Direct | F9 | |||||
| holding | KODK | Stock Option (Right to Buy) | 7.7K | Mar 26, 2024 | Common Stock, par value $.01 | 7.7K | $4.53 | Direct | F9 | |||||
| holding | KODK | Stock Option (Right to Buy) | 7.7K | Mar 26, 2024 | Common Stock, par value $.01 | 7.7K | $6.03 | Direct | F9 | |||||
| holding | KODK | Stock Option (Right to Buy) | 4.4K | Mar 26, 2024 | Common Stock, par value $.01 | 4.4K | $12.00 | Direct | F9 |
| Id | Content |
|---|---|
| F1 | Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. |
| F2 | Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein. |
| F3 | Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. |
| F4 | Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein. |
| F5 | Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein. |
| F6 | Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. |
| F7 | Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |
| F8 | These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice. |
| F9 | This option has fully vested as of the date of this report. |