Maurice Zauderer - Mar 28, 2024 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Maurice Zauderer
Stock symbol
VCNX
Transactions as of
Mar 28, 2024
Transactions value $
$599,999
Form type
4
Date filed
4/1/2024, 08:54 PM
Previous filing
May 14, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Award $300K +38.6K +38.79% $7.77 138K Mar 28, 2024 By Vaccinex (Rochester), L.L.C. F2
holding VCNX Common Stock 1.58K Mar 28, 2024 Direct
holding VCNX Common Stock 1.02K Mar 28, 2024 By Jeremy C. Zauderer Trust F1
holding VCNX Common Stock 1.01K Mar 28, 2024 By Jordan M. Zauderer Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Warrant (Right to Buy) Award $300K +38.6K $7.77 38.6K Mar 28, 2024 Common Stock 38.6K $7.64 By Vaccinex (Rochester), L.L.C. F2
holding VCNX Warrant (Right to Buy) 29.6K Mar 28, 2024 Common Stock 29.6K $14.00 By Vaccinex (Rochester), L.L.C. F2
holding VCNX Warrant (Right to Buy) 9.77K Mar 28, 2024 Common Stock 9.77K $32.76 By Vaccinex (Rochester), L.L.C. F2
holding VCNX Warrant (Right to Buy) 35.7K Mar 28, 2024 Common Stock 35.7K $14.00 By Vaccinex (Rochester), L.L.C. F2
holding VCNX Stock Option (Right to Buy) 12 Mar 28, 2024 Common Stock 12 $3,129.00 Direct F3
holding VCNX Stock Option (Right to Buy) 12 Mar 28, 2024 Common Stock 12 $3,129.00 Direct F3
holding VCNX Stock Option (Right to Buy) 15 Mar 28, 2024 Common Stock 15 $1,491.00 Direct F3
holding VCNX Stock Option (Right to Buy) 135 Mar 28, 2024 Common Stock 135 $1,402.80 Direct F3
holding VCNX Stock Option (Right to Buy) 66 Mar 28, 2024 Common Stock 66 $615.30 Direct F4
holding VCNX Stock Option (Right to Buy) 133 Mar 28, 2024 Common Stock 133 $270.90 Direct F5
holding VCNX Stock Option (Right to Buy) 266 Mar 28, 2024 Common Stock 266 $92.26 Direct F6
holding VCNX Stock Option (Right to Buy) 1.88K Mar 28, 2024 Common Stock 1.88K $9.15 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Dr. Zauderer exercises voting control over shares held by this trust and disclaims beneficial ownership over these shares except to the extent of his pecuniary interest therein.
F2 Dr. Zauderer is the president and a majority owner of Vaccinex (Rochester), L.L.C. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Exercisable in full as of the date of this report.
F4 This option vests one-fourth on each of the first four anniversaries of the April 2, 2021 grant date, except as otherwise provided in the award notice.
F5 This option vests one-fourth on each of the first four anniversaries of the April 1, 2022 grant date, except as otherwise provided in the award notice.
F6 This option vests one-fourth on each of the first four anniversaries of the March 31, 2023 grant date, except as otherwise provided in the award notice.
F7 This option vests one-fourth on each of the first four anniversaries of the March 20, 2024 grant date, except as otherwise provided in the award notice.