Terry R. Taber - May 17, 2024 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for Terry R. Taber
Stock symbol
KODK
Transactions as of
May 17, 2024
Transactions value $
-$29,865
Form type
4
Date filed
5/21/2024, 04:35 PM
Previous filing
May 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +16.7K +30.61% $0.00 71.1K May 17, 2024 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability -$29.9K -6K -8.43% $4.98 65.1K May 17, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -16.7K -33.33% $0.00 33.3K May 17, 2024 Common Stock, par value $.01 16.7K $0.00 Direct F1, F3
holding KODK Performance Stock Units 50K May 17, 2024 Common Stock, par value $.01 50K $0.00 Direct F4
holding KODK Stock Option (Right to Buy) 36.9K May 17, 2024 Common Stock, par value $.01 36.9K $15.58 Direct F5
holding KODK Stock Option (Right to Buy) 183K May 17, 2024 Common Stock, par value $.01 183K $12.50 Direct F5
holding KODK Stock Option (Right to Buy) 37K May 17, 2024 Common Stock, par value $.01 37K $3.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.
F4 These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.
F5 This option is fully vested as of the date of this report.