| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | GDEN | Common Stock | Award | $0 | +8.41K | +8.56% | $0.00 | 107K | Mar 11, 2022 | Direct | F1 |
| transaction | GDEN | Common Stock | Award | $0 | +97.6K | +91.46% | $0.00 | 204K | Mar 11, 2022 | Direct | F2 |
| transaction | GDEN | Common Stock | Tax liability | -$875K | -16.6K | -8.13% | $52.67 | 188K | Mar 14, 2022 | Direct | F3 |
| holding | GDEN | Common Stock | 250K | Mar 11, 2022 | See Footnote | F4 |
| Id | Content |
|---|---|
| F1 | Represents time-based restricted stock units (RSUs), which are contingent rights to receive common stock. RSUs that have not been forfeited shall vest as to one third on 3/14/2023, one third on 3/14/2024 and one third on 3/14/2025. |
| F2 | Represents shares "earned" under performance-based restricted stock units (PSUs) granted on 3/13/2020 and 3/12/2021, and represents contingent rights to receive common stock. PSUs that have not been forfeited shall vest on 3/14/2023 for PSUs granted on 3/13/2020 and on 3/14/2024 for PSUs granted on 3/12/2021. |
| F3 | In accordance with recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units. |
| F4 | Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC. |