Protell Charles - Aug 5, 2019 Form 4/A Insider Report for GOLDEN ENTERTAINMENT, INC. (GDEN)

Role
President and CFO
Signature
/s/ Protell, Charles
Stock symbol
GDEN
Transactions as of
Aug 5, 2019
Transactions value $
-$1,272,141
Form type
4/A
Date filed
3/15/2024, 08:56 PM
Date Of Original Report
Aug 7, 2019
Next filing
Aug 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GDEN Common Stock Options Exercise +10.2K +2.53% 413K Mar 14, 2024 Direct F1, F2
transaction GDEN Common Stock Options Exercise +61.2K +14.82% 474K Mar 14, 2024 Direct F1
transaction GDEN Common Stock Options Exercise +8.34K +1.76% 482K Mar 14, 2024 Direct F1
transaction GDEN Common Stock Options Exercise +6.43K +1.33% 489K Mar 14, 2024 Direct F1
transaction GDEN Common Stock Options Exercise +8.76K +1.79% 498K Mar 14, 2024 Direct F1
transaction GDEN Common Stock Tax liability -$1.27M -37.4K -7.51% $34.06 460K Mar 14, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GDEN Restricted Stock Units Award $0 +105K $0.00 105K Aug 5, 2019 Common Stock 105K Direct F4, F5
transaction GDEN Restricted Stock Units Award $0 +10.2K $0.00 10.2K Mar 12, 2021 Common Stock 10.2K Direct F4, F6
transaction GDEN Restricted Stock Units Award $0 +61.2K $0.00 61.2K Mar 11, 2022 Common Stock 61.2K Direct F4, F7
transaction GDEN Restricted Stock Units Award $0 +8.34K $0.00 8.34K Mar 12, 2021 Common Stock 8.34K Direct F4, F6
transaction GDEN Restricted Stock Units Award $0 +12.9K $0.00 12.9K Mar 11, 2022 Common Stock 12.9K Direct F4, F8
transaction GDEN Restricted Stock Units Award $0 +26.3K $0.00 26.3K Mar 14, 2023 Common Stock 26.3K Direct F4, F9
transaction GDEN Restricted Stock Units Award $0 +17.3K $0.00 17.3K Mar 14, 2023 Common Stock 17.3K Direct F4, F10
transaction GDEN Restricted Stock Units Award $0 +35.3K $0.00 35.3K Mar 14, 2024 Common Stock 35.3K Direct F4, F11
transaction GDEN Restricted Stock Units Award $0 +18.2K $0.00 18.2K Mar 14, 2024 Common Stock 18.2K Direct F4, F12
transaction GDEN Restricted Stock Units Options Exercise $0 -10.2K -100% $0.00* 0 Mar 14, 2024 Common Stock 10.2K Direct F4, F6
transaction GDEN Restricted Stock Units Options Exercise $0 -61.2K -100% $0.00* 0 Mar 14, 2024 Common Stock 61.2K Direct F4, F7
transaction GDEN Restricted Stock Units Options Exercise $0 -8.34K -100% $0.00* 0 Mar 14, 2024 Common Stock 8.34K Direct F4, F6
transaction GDEN Restricted Stock Units Options Exercise $0 -6.43K -50% $0.00 6.43K Mar 14, 2024 Common Stock 6.43K Direct F4, F8
transaction GDEN Restricted Stock Units Options Exercise $0 -8.76K -33.33% $0.00 17.5K Mar 14, 2024 Common Stock 8.76K Direct F4, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units convert into common stock on a one-for-one basis.
F2 The shares of common stock listed in Table I have been updated to exclude all unvested time-based restricted stock units (RSUs) and "earned" but unvested performance-based restricted stock units (PSUs) held by the reporting person that were previously reported in Table I and are now being reported in Table II below.
F3 In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy minimum statutory income tax withholding obligations upon vesting of restricted stock units.
F4 Each restricted stock unit represents a contingent right to receive one share of common stock.
F5 Represents time-based RSUs that were previously reported in Table I. RSUs that have not been forfeited shall vest on August 5, 2024.
F6 Represents time-based RSUs that were previously reported in Table I. The remaining RSUs from this award vested on March 14, 2024.
F7 Represents shares "earned" under PSUs granted on March 12, 2021 that were previously reported in Table I. These PSUs vested on March 14, 2024.
F8 Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted on March 11, 2022 vested on March 14, 2023, one-third of the RSUs vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest on March 14, 2025.
F9 Represents time-based RSUs that were previously reported in Table I. One-third of the RSUs that were originally granted vested on March 14, 2024, and the remaining RSUs that have not been forfeited shall vest as to one-third on March 14, 2025 and one-third on March 14, 2026.
F10 Represents shares "earned" under PSUs granted on March 11, 2022 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2025.
F11 Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2025, one-third on March 14, 2026 and one-third on March 14, 2027.
F12 Represents shares "earned" under PSUs granted on March 14, 2023 that were previously reported in Table I. PSUs that have not been forfeited shall vest on March 14, 2026.