Robert S. Swinney - Jun 3, 2021 Form 4 Insider Report for ICU MEDICAL INC/DE (ICUI)

Role
Director
Signature
By: Paula Darbyshire, Attorney-in-fact For: Robert S. Swinney, M.D.
Stock symbol
ICUI
Transactions as of
Jun 3, 2021
Transactions value $
-$789,294
Form type
4
Date filed
6/3/2021, 06:38 PM
Previous filing
May 12, 2021
Next filing
Sep 15, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICUI Common Stock Options Exercise $65.4K +1.5K +6.13% $43.62 26K Jun 3, 2021 Direct
transaction ICUI Common Stock Options Exercise $59.1K +1.5K +5.78% $39.38 27.5K Jun 3, 2021 Direct
transaction ICUI Common Stock Sale -$60.6K -300 -1.09% $202.16 27.2K Jun 3, 2021 Direct F1, F2
transaction ICUI Common Stock Sale -$505K -2.49K -9.15% $203.07 24.7K Jun 3, 2021 Direct F1, F3
transaction ICUI Common Stock Sale -$43.9K -215 -0.87% $204.08 24.5K Jun 3, 2021 Direct F1, F4
transaction ICUI Common Stock Sale -$262K -1.29K -5.28% $202.95 23.2K Jun 3, 2021 Direct F1, F5
transaction ICUI Common Stock Sale -$42.2K -207 -0.89% $204.04 23K Jun 3, 2021 Direct F1, F6
holding ICUI Common Stock 1.13K Jun 3, 2021 by Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -1.5K -100% $0.00* 0 Jun 3, 2021 Common Stock 1.5K $39.38 Direct
transaction ICUI Non-Qualified Stock Option (right to buy) Options Exercise $0 -1.5K -100% $0.00* 0 Jun 3, 2021 Common Stock 1.5K $43.62 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are Restricted Stock Units.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $201.84 to $202.64, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.87 to $203.42, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.00 to $204.91, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $202.64 to $203.41, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $204.01 to $204.91, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.