Louis Hoch - Nov 18, 2023 Form 4 Insider Report for Usio, Inc. (USIO)

Role
Chairman, President and CEO, Director, 10%+ Owner
Signature
Louis Hoch
Stock symbol
USIO
Transactions as of
Nov 18, 2023
Transactions value $
$27,322
Form type
4
Date filed
11/20/2023, 04:16 PM
Previous filing
Feb 21, 2023
Next filing
Mar 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction USIO Common Stock Options Exercise $17K +10K +0.33% $1.70 3.03M Nov 18, 2023 Direct F1
transaction USIO Common Stock Tax liability -$6.68K -3.93K -0.13% $1.70 3.03M Nov 18, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction USIO Restricted Stock Units Options Exercise $17K +10K +30.3% $1.70 43K Nov 18, 2023 Common Stock 10K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person received these shares of common stock due to the vesting and subsequent conversion of restricted stock units granted to him on 11/18/2021 and vested 11/18/2023
F2 The reporting person returned 3,927 shares to the issuer at the closing price on 11/17/2023 of $1.6999 to cover taxes due.