Luis Felipe Huerta - May 25, 2021 Form 4 Insider Report for Gatos Silver, Inc. (GATO)

Signature
/s/ Adam Dubas, Attorney-in Fact for Luis Felipe Huerta
Stock symbol
GATO
Transactions as of
May 25, 2021
Transactions value $
-$2,889
Form type
4
Date filed
5/27/2021, 05:22 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GATO Common Stock Options Exercise $2.1K +300 $7.00 300 May 25, 2021 Direct
transaction GATO Common Stock Sale -$4.99K -300 -100% $16.63 0 May 25, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GATO Employee Stock Option (Right to Buy) Options Exercise $0 -300 -1.5% $0.00 19.7K May 25, 2021 Common Stock 300 $7.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These options were granted on May 15, 2015 and are fully vested.

Remarks:

Shares reported reflect a 1-for-2 reverse stock split effected on October 30, 2020 in connection with a reorganization of the issuer on October 30, 2020 in which Silver Opportunity Partners LLC became a wholly owned subsidiary of a newly created Delaware corporation named Silver Opportunity Partners Corporation.